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INFO-258 - INFORMATION SHEET
Continuing professional education requirements for registered liquidators

This is Information Sheet (INFO 258). It is for registered liquidators.  This information sheet explains: the statutory obligation for a registered ...

RG-258 - REGULATORY GUIDE
RG 258 Registered liquidators: Registration, disciplinary actions and insurance requirements

Issued 1 March 2017 This guide is for individuals who are or wish to become registered liquidators under Schedule 2 to the Corporations Act 2001 ...

CP-258 - CONSULTATION PAPER
CP 258 Remaking ASIC class order on differential fees: [CO 03/217]

Released 30 May 2016. Comments due 12 July 2016 This consultation paper sets out ASIC’s proposal to remake our class order on differential fees. ...

REP-258 - REPORT
REP 258 Response to submissions on CP 144 Giving a PDS in telephone sales of general insurance products

Released 28 October 2011. This report highlights the key issues that arose out of the submissions received on Consultation Paper 144 Giving a PDS ...

RG-257 - REGULATORY GUIDE
RG 257 Testing fintech products and services without holding an AFS or credit licence (withdrawn)

This regulatory guide was withdrawn on 25 August 2020. For information about testing innovative financial services and credit activities, see the ...

CP-257 - CONSULTATION PAPER
CP 257 Improving disclosure of historical financial information in prospectuses

Released 12 May 2016. Comments due 7 July 2016 This consultation paper sets out our proposals to update our guidance in Regulatory Guide 228 ...

REP-257 - REPORT
REP 257 Response to submissions on CP 166 Market integrity rules for non AFS licensee foreign participants and consequential amendments

Released 28 October 2011. This report highlights the key issues that arose out of the submissions received on Consultation Paper 166 Market ...

INFO-257 - INFORMATION SHEET
ASIC reference checking and information sharing protocol

This is Information Sheet (INFO 257). It is for Australian financial services (AFS) licensees and Australian credit licensees (collectively ...

RG-256 - REGULATORY GUIDE
RG 256 Client review and remediation conducted by advice licensees

Issued 15 September 2016 This guide sets out our guidance on review and remediation conducted by Australian financial services (AFS) licensees who ...

CP-256 - CONSULTATION PAPER
CP 256 Remaking and repealing ASIC class orders on trustee company common funds

Released 24 March 2016. Comments due 27 April 2016 This consultation paper sets out ASIC’s proposals to address two class orders relating to trustee ...

Last updated: 20/10/2014 12:00