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INFO-253 - INFORMATION SHEET
Claims handling and settling: How to comply with your AFS licence obligations

This is Information Sheet 253 (INFO 253). It is for anyone who provides claims handling and settling services for insurance products regulated by ...

RG-253 - REGULATORY GUIDE
RG 253 Fundraising: Facilitating offers of CHESS Depository Interests

Issued 13 October 2014 This is a guide for foreign companies listed on Australian financial markets, their advisers, and other persons involved in ...

CP-253 - CONSULTATION PAPER
CP 253 Remaking and repealing ASIC class orders on dollar disclosure

Released 29 February 2016. Comments due 30 March 2016This consultation paper sets out ASIC’s proposals to remake our class orders on dollar ...

REP-253 - REPORT
REP 253 Market assessment report: Board of Trade of the City of Chicago Inc and Chicago Mercantile Exchange Inc

Released 20 September 2011. Board of Trade of the City of Chicago Inc. ARBN 110 594 459 Chicago Mercantile Exchange Inc. ARBN 103 432 391 This ...

RG-252 - REGULATORY GUIDE
RG 252 Keeping superannuation websites up to date

This regulatory guide was withdrawn on 28 September 2023. It provided guidance on ASIC Superannuation (RSE Websites) Instrument 2017/570, which was ...

CP-252 - CONSULTATION PAPER
CP 252 Remaking ASIC class order on share and interest sale facilities: [CO 08/10]

Released 16 February 2016. Comments due 18 March 2016 This consultation paper sets out ASIC’s proposals to remake our class order on share and ...

REP-252 - REPORT
REP 252 Overview of decisions on relief applications: February to May 2011

Released 15 September 2011. This is a report for participants in the capital markets and financial services industry who are prospective ...

INFO-252 - INFORMATION SHEET
Managing conduct risk during LIBOR transition

This is Information Sheet 252 (INFO 252). It sets out practical guidance on frameworks and practices that both buy-side and sell-side entities can ...

INFO-251 - INFORMATION SHEET
AFS licensing requirement for trustees of unregistered managed investment schemes

This is Information Sheet 251 (INFO 251). It is for trustees of unregistered managed investment schemes (unregistered schemes) that issue, vary or ...

RG-251 - REGULATORY GUIDE
RG 251 Derivative transaction reporting

Issued 2 February 2023 This guide is for reporting entities that are subject to the reporting obligations under the ASIC Derivative Transaction ...

Last updated: 20/10/2014 12:00