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CP-251 - CONSULTATION PAPER
CP 251 Remaking ASIC class order on financial product advice: Exempt documents—[CO 03/606]

Released 16 February 2016. Comments due 18 March 2016 This consultation paper sets out ASIC’s proposals to remake our class order on financial ...

REP-251 - REPORT
REP 251 Review of financial advice industry practice

Released 13 September 2011. This report details our findings and recommendations from a review of the 20 largest Australian financial services ...

INFO-250 - INFORMATION SHEET
Giving AFS and credit licensees information about their representatives

This is Information Sheet 250 (INFO 250). It outlines our approach to giving AFS and credit licensees (collectively, ‘licensees’) information about ...

RG-250 - REGULATORY GUIDE
RG 250 Guidance on ASIC market integrity rules for risk management and other requirements: ASX 24 market

Issued 21 August 2013 This regulatory guide was superseded on 4 May 2018 by RG 266.

CP-250 - CONSULTATION PAPER
CP 250 Remaking ASIC class orders on property, strata and management rights schemes

Released 8 February 2016. Comments closed 8 March 2016. This consultation paper sets out ASIC’s proposals to remake our class orders on property, ...

REP-250 - REPORT
REP 250 Market assessment report: London Metal Exchange Limited

Released 25 August 2011. This report summarises ASIC’s fourth annual assessment of the London Metal Exchange Limited (LME) under s794C of the ...

INFO-249 - INFORMATION SHEET
Frozen funds – Information for responsible entities

This is Information Sheet 249 (INFO 249). It is for responsible entities of registered managed investment schemes (registered schemes) that have ...

RG-249 - REGULATORY GUIDE
RG 249 Derivative trade repositories

Issued 3 October 2023 This guide tells you: when you need an Australian derivative trade repository (ADTR) licence and how to apply for one, whether ...

CP-249 - CONSULTATION PAPER
CP 249 Remaking ASIC class order on generic financial calculators: [CO 05/1122]

Released 22 December 2015. Comments due by 12 February 2016. This consultation paper sets out ASIC’s proposals to remake our class order on generic ...

REP-249 - REPORT
REP 249 Market assessment report: IMB Ltd

Released 25 August 2011. This report summarises ASIC’s sixth annual assessment of IMB Ltd (IMB) under s794C and 823C of the Corporations Act 2001 ...

Last updated: 20/10/2014 12:00