Released 25 August 2014. Comments close 20 October 2014. This consultation paper sets out ASIC’s proposals for updating our guidance in Regulatory ...

Released 13 December 2010. This report highlights the key issues that arose out of the submissions received on Consultation Paper 121 Facilitating ...

This is Information Sheet 223 (INFO 223). It outlines how parties other than auditors can contribute to audit quality. While auditors have the ...

Issued 15 April 2011 This guide is for persons who engage in securities lending and prime broking activities. It: seeks to improve disclosure of ...

Released 21 August 2014. Comments close 2 October 2014. This consultation paper seeks feedback from market participants and investors on proposals ...

Released 30 November 2010. ASX Limited, ACN 008 624 691 ASX Clear Pty Limited (formerly known as Australian Clearing House Pty Limited), ACN 001 ...

This is Information Sheet 222 (INFO 222) gives guidance to audit firms when considering how to improve and maintain audit quality. It covers: what ...

Issued 29 March 2016 This is a guide for financial services providers that use (or plan to use) technology, including email and the internet, to ...

Released 25 July 2014. Comments close 29 August 2014. This consultation paper seeks feedback on our proposals to amend the ASIC Derivative ...

Released 30 November 2010. This report summarises ASIC’s fourth annual assessment of Bloomberg Tradebook Australia Pty Ltd (BTA) under s794C of ...