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REP-556 - REPORT
REP 556 Overview of decisions on relief applications (April to September 2017)

Released 6 December 2017 This is a report for participants in the capital markets and financial services industry who are prospective applicants for ...

REP-555 - REPORT
REP 555 Cyber resilience of firms in Australia’s financial markets

Released 30 November 2017 This report provides a snapshot of the cyber resilience of firms operating in Australia's financial markets. It identifies ...

REP-554 - REPORT
REP 554 Independent evaluation of ASIC’s MoneySmart Teaching Program

Released 4 December 2017 This report contains: ASIC’s response to the independent evaluation of ASIC’s MoneySmart Teaching Program; and EY ...

REP-553 - REPORT
REP 553 Overview of licensing and professional registration applications

Released 30 November 2017 This report outlines ASIC’s decisions on applications for the period from 1 July 2016 to 30 June 2017 (relevant period) ...

REP-552 - REPORT
REP 552 Response to submissions on CP 273 Repealing ASIC class orders on holding client assets

Released 20 November 2017 This report highlights the key issues that arose out of the submissions received on Consultation Paper 273 Repealing ASIC ...

REP-551 - REPORT
REP 551 Response to submissions on CP 281 Financial Services Panel

Released 16 November 2017 This report highlights the key issues that arose out of the submissions received on Consultation Paper 281 Financial ...

REP-550 - REPORT
REP 550 ASIC's work for older Australians

Released 9 November 2017 This report outlines what we see as the major issues for older Australians and how we are addressing them. Download the ...

REP-549 - REPORT
REP 549 Compliance Report (Part 3) - Commonwealth Financial Planning Limited and Financial Wisdom Limited

Released 23 January 2018 This report is prepared by KordaMentha Forensic as the compliance expert engaged by ASIC under the additional licence ...

REP-548 - REPORT
REP 548 Response to submissions on amendments to ASIC's Regulator Performance Framework evidence metrics

Released 20 October 2017 This report highlights the key issues that arose out of the submissions received on proposed minor changes to Regulator ...

REP-547 - REPORT
REP 547 Response to submissions on CP 277 Proposals to consolidate the ASIC market integrity rules

Released 17 November 2017 This report highlights the key issues that arose out of the submissions received on Consultation Paper 277 Proposals to ...

Last updated: 20/10/2014 12:00