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RG-198 - REGULATORY GUIDE
RG 198 Unlisted disclosing entities: Continuous disclosure obligations

Issued 18 June 2009 This guide is for unlisted disclosing entities and their advisers.It provides guidance on how unlisted disclosing entities ...

CP-198 - CONSULTATION PAPER
CP 198 Review of the effectiveness of an online database for small amount lenders

Released 25 January 2013. Comments closed 21 February 2013. This consultation paper explains the background and scope of ASIC’s review of whether ...

REP-198 - REPORT
REP 198 Market assessment report: Mercari Pty Limited

Released 6 May 2010. This report summarises ASIC’s fifth annual assessment of Mercari Pty Limited (Mercari) under s794C of the Corporations Act ...

RG-197 - REGULATORY GUIDE
RG 197 Warrants: Out-of-use notices

Issued 4 November 2008 This guide is for issuers of warrants offered under a Product Disclosure Statement (PDS) or Supplementary PDS covering two or ...

CP-197 - CONSULTATION PAPER
CP 197 Holding scheme property and other assets

Released 20 December 2012. Comments closed 28 February 2013. This consultation paper seeks feedback on our proposals to update our guidance for ...

REP-197 - REPORT
REP 197 Response to submissions on CP 132 Trustee companies: Financial requirements and conduct obligations

Released 7 May 2010. This report highlights the key issues that arose out of the submissions received on Consultation Paper 132 Trustee companies: ...

RG-196 - REGULATORY GUIDE
RG 196 Short selling

Issued 8 October 2018 This guide contains an overview of the short selling provisions of the Corporations Act 2001 and the Corporations Regulations ...

CP-196 - CONSULTATION PAPER
CP 196 Periodic statements for quoted and listed managed investment products and relief for AQUA products

Released 17 December 2012. Comments closed 10 February 2013. The consultation paper sets out ASIC’s proposals for relief to allow issuers of ...

REP-196 - REPORT
REP 196 Response to submissions on CP 126 Facilitating debt raising

Released 11 May 2010. This report highlights the key issues that arose out of the submissions received in response to Consultation Paper 126 ...

INFO-196 - INFORMATION SHEET
Audit quality – The role of directors and audit committees

This is Information Sheet 196 (INFO 196). It is relevant to audit committee members and to directors, whether or not they are members of a company’s ...

Last updated: 20/10/2014 12:00