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REP-461 - REPORT
REP 461 Audit inspection program report for 2014–15

Released 15 December 2015. This report summarises the observations and findings identified by ASIC’s audit inspection program in the 18 months to 30 ...

REP-460 - REPORT
REP 460 Response to submissions on Consultation Paper 231 Mandatory central clearing of OTC interest rate derivative transactions

Released 14 December 2015 This report highlights the key issues that arose out of the submissions received on Consultation Paper 231 Mandatory ...

REP-459 - REPORT
REP 459 Professional indemnity insurance market for AFS licensees providing financial product advice

Released 14 December 2015 This report contains our findings about the state of the professional indemnity (PI) insurance market for Australian ...

REP-458 - REPORT
REP 458 National Financial Literacy Strategy Annual Highlights Report 2014–15

Released 19 November 2015 This report is a collective account of activity by ASIC and a range of organisations across the government, business, ...

REP-457 - REPORT
REP 457 Response to submissions on draft Regulatory Guide 97 Disclosing fees and costs in PDSs and periodic statements

Issued 24 November 2015 This report highlights the key issues that arose out of the submissions received on the draft version of Regulatory Guide 97 ...

REP-456 - REPORT
REP 456 Insolvency statistics: External administrators reports (July 2014 to June 2015)

Released 17 November 2015 This report is for insolvency practitioners and other interested stakeholders. It presents an overview of total lodgements ...

REP-455 - REPORT
REP 455 Consumer testing of the Choice product dashboard

Released 11 December 2015 This report was commissioned by ASIC and produced by Latitude Insights. It sets out the results of the consumer testing ...

REP-454 - REPORT
REP 454 Funeral insurance: A snapshot

Released 29 October 2015 This report is for providers of funeral insurance products, consumers of these products and other interested parties (e.g. ...

REP-453 - REPORT
REP 453 Response to submissions on CP 235 Proposed amendments to ASIC market integrity rules for the Chi-X investment product market

Released 29 October 2015 This report highlights the key issues that arose in the submissions received on Consultation Paper 235 Proposed amendments ...

REP-452 - REPORT
REP 452 Review of high-frequency trading and dark liquidity

Released 26 October 2015 This report presents findings from our 2015 reviews of high-frequency trading and dark liquidity. This report: builds ...

Last updated: 20/10/2014 12:00