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REP-643 - REPORT
REP 643 Response to submissions on CP 309 Update to RG 209: Credit licensing: Responsible lending conduct

Released 9 December 2019 This report highlights the key issues that arose out of the submissions received on Consultation Paper 309 Update to RG ...

REP-642 - REPORT
REP 642 Timeshare: Consumers’ experiences

Released 6 December 2019 This report is for consumers and the timeshare industry (including operators, promoters and financial advisers). It ...

REP-641 - REPORT
REP 641 An inside look at mining and exploration initial public offers

Released 5 December 2019 This report sets out the findings from our review of the initial public offer process for mining and exploration entities ...

REP-640 - REPORT
REP 640 Response to submissions on CP 317 Unsolicited telephone sales of direct life insurance and consumer credit insurance

Released 4 December 2019 This report highlights the key issues that arose out of the submissions received on Consultation Paper 317 Unsolicited ...

REP-639 - REPORT
REP 639 Financial advice by superannuation funds

Released 3 December 2019 ASIC has undertaken a project to examine: the ways in which superannuation funds provide financial advice to members ...

REP-638 - REPORT
REP 638 Consumer testing of the fees and costs tools for superannuation and managed investment schemes

Released 29 November 2019 This report was commissioned by ASIC and produced by Susan Bell Research. It sets out the results of consumer testing ...

REP-637 - REPORT
REP 637 Response to submissions on CP 308 Review of Regulatory Guide 97

Released 29 November 2019 This report highlights the key issues that arose out of the submissions received on Consultation Paper 308 Review of RG 97 ...

REP-636 - REPORT
REP 636 Compliance with the fee disclosure statement and renewal notice obligations

Released 28 November 2019 This report summarises ASIC’s review of compliance with the fee disclosure statement and renewal notice obligations by a ...

REP-635 - REPORT
REP 635 Response to submissions on CP 321 Whistleblower policies

Released 13 November 2019 This report highlights the key feedback from the submissions received on Consultation Paper 321 Whistleblower policies (CP ...

REP-634 - REPORT
REP 634 Market assessment report: Bloomberg Tradebook Australia Pty Ltd

Released 23 October 2019. This report outlines the findings of our assessment of the markets operated by Bloomberg Tradebook Australia Pty Ltd ...

Last updated: 20/10/2014 12:00