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REP-742 - REPORT
REP 742 Managing conflicts of interest in wholesale financial markets

Released 25 October 2022 This report summarises the findings of our thematic review of arrangements used by participants in wholesale financial ...

REP-741 - REPORT
REP 741 Conduct risk in wholesale fixed income markets

Released 25 October 2022 This report: promotes efficient, honest and fair Australian fixed income markets by highlighting key conduct risks in these ...

REP-740 - REPORT
REP 740 Insights from the reportable situations regime: October 2021 to June 2022

Released 27 October 2022. This is ASIC’s first publication of the information provided under the reportable situations regime. It provides high-level ...

REP-739 - REPORT
REP 739 Root cause analysis: Audit firm thematic review

Released 19 October 2022 This report summarises thematic findings from our review of root cause analysis of negative audit quality findings performed ...

REP-738 - REPORT
REP 738 Licensing and professional registration activities: 2022 update

Released 30 September 2022 This report is for AFS licensees, credit licensees, lawyers, service providers and financial services industry ...

REP-737 - REPORT
REP 737 Response to submissions on CP 350 Consumer remediation: Further consultation

Released 27 September 2022. This report highlights the key issues that arose out of the submissions received on Consultation Paper 350 Consumer ...

REP-736 - REPORT
REP 736 Response to submissions on CP 362 Extension of the binary options product intervention order

Released 5 September 2022. This report highlights the key issues that arose out of the submissions received on Consultation Paper 362 Extension of ...

REP-735 - REPORT
REP 735 Retail investor research

Released 11 August 2022. This report was produced by SEC Newgate Research in close consultation with ASIC. It presents the findings of research into ...

REP-734 - REPORT
REP 734 Response to submissions on CP 359 Update to RG 263 Financial Services and Credit Panel

Released 3 August. This report highlights the key issues that arose out of the submissions received on Consultation Paper 359 Update to RG 263 ...

REP-733 - REPORT
REP 733 ASIC enforcement and regulatory update: April to June 2022

Released 28 July 2022. This report provides an update on ASIC’s work between 1 April and 30 June 2022. Editor's note: On 16 August 2022 we made minor ...

Last updated: 20/10/2014 12:00