Regulatory document log 2025

Items appear in reverse-chronological order

Log No Date published Description Type/Doc No Title/URL Related info Policy alert Notes Status
25-071 25/3/2025 Corrected information sheet INFO 213 Marketplace lending (peer-to-peer lending) products    

Duplicate 'Important notice' (first appearing) deleted

 

25-070 21/3/2025 News item NEWS 25-021 Scam Alert: Beware scammers impersonating ASIC requesting payments to release funds or assets | ASIC   N/A

 

 

25-069 20/3/2025 Superseded regulatory guide SRG 216C   NEWS 25-020 1497

Rebadged as 'SRG 216C', 'Superseded' added to title and moved to archive

 

25-068 20/3/2025 Reissued regulatory guide RG 216 RG 216 Markets Disciplinary Panel | ASIC NEWS 25-020 1497

 

 

25-067 20/3/2025 News item NEWS 25-020 ASIC updates Markets Disciplinary Panel regulatory guidance | ASIC   1497

 

 

25-066 20/3/2025 News item NEWS 25-019 Amendment to regulation | ASIC   N/A

 

 

25-065 20/3/2025 News item NEWS 25-018 ASIC Chair Joe Longo spoke with AICD Managing Director and CEO Mark Rigotti at the recent Australian Governance Summit | ASIC    

 

 

25-064 19/3/2025 News item  NEWS 25-017 ASIC puts car finance under the microscope including outcomes for regional and First Nations consumers | ASIC   N/A

 

 

25-063 19/3/2025 Notifiable instrument NI 25/158 ASIC Superannuation (Notice of disqualification—Kennedy Weldemariam) Instrument 2025/158   N/A

 

 

25-062 17/3/2025 News item NEWS 25-016 ASIC targets financial advisers providing poor superannuation advice through the Financial Services and Credit Panel | ASIC   1497

 

 

25-061 7/3/2025 News item NEWS 25-015 What to do if you are affected by Cyclone Alfred | ASIC   N/A

 

 

25-060 26/2/2025 Notifiable instrument NI 25/124 ASIC Superannuation (Notice of disqualification—Jean-Marcel Majman) Instrument 2025/124   N/A

 

 

25-059 13/3/2025 Report REP 805 REP 805 Falling short: Compliance with the small amount credit contract obligations | ASIC 25-036MR ASIC warns that payday lenders may be breaching consumer protection laws | ASIC 1496

 

 

25-058 14/3/2025 Instrument tables        

Covers 21/12/2024 to 28/2/2025

Emailed 14/3/2025

 

25-057 14/3/2025 Instrument tables        

Covers 30/9/2024 to 20/12/2024

Emailed 14/3/2025

 

25-056 10/3/2025 Simple consultation CS 17 CS 17 Proposed updates to the ASIC Derivative Trade Repository Rules 2023 | ASIC No news room item 1495

 

 

25-055 7/3/2025 Repealed determination SDET 24/912 ASIC Market Integrity Rules (Securities Markets) Determination 2024/912 No news room item N/A

Previous version rebadged as 'SDET 24/912', 'Superseded' added to title and moved to archive.

 

25-054 7/3/2025 Repealing determination DET 25/141 Federal Register of Legislation - ASIC Market Integrity Rules (Securities Markets) Repeal Instrument 2025/141 No news room item N/A

 

 

25-053 7/3/2025 New determination DET 25/140 Federal Register of Legislation - ASIC Market Integrity Rules (Securities Markets) Determination 2025/140 No news room item N/A

 

 

25-052 6/3/2025 News item NEWS 25-014 ASIC has updated guidance to clarify treatment of student loan commitments by banks and lenders | ASIC   1494

 

 

25-051 6/3/2025 Superseded regulatory guide SRG 209F   NEWS 25-014 1494

Previous version rebadged as 'SRG 209F', 'Superseded' added to title and moved to archive

 

25-050 6/3/2025 Reissued regulatory guide RG 209 RG 209 Credit licensing: Responsible lending conduct | ASIC NEWS 25-014 1494

 

 

25-049 5/3/2025 Reissued information sheet INFO 264 FAQs: Design and distribution obligations for advice licensees and financial advisers | ASIC   N/A

No news room item

 

25-048 5/3/2025 Reissued information sheet INFO 229 Limited AFS licensees: Complying with your licensing obligations | ASIC   N/A

No news room item

 

25-047 5/3/2025 Reissued information sheet INFO 218 Disputes about life insurance | ASIC   N/A

No news room item

 

25-046 5/3/2025 Reissued information sheet INFO 211 Unfair contract term protections for small businesses | ASIC   N/A

No news room item

 

25-045 5/3/2025 Reissued information sheet INFO 210 Unfair contract term protections for consumers | ASIC   N/A

No news room item

 

25-044 5/3/2025 Reissued information sheet INFO 132 Applying for a credit licence: Details of professional indemnity insurance | ASIC   N/A

No news room item

 

25-043 5/3/2025 Reissued information sheet INFO 110 Lenders with carried over instruments | ASIC   N/A

No news room item

 

25-042 5/3/2025 Reissued information sheet INFO 100 Margin lending: Getting or varying an AFS licence | ASIC   N/A

No news room item

 

25-041 28/2/2025 Report REP 804 REP 804 ASIC enforcement and regulatory update: July to December 2024 | ASIC 25-026MR ASIC shuts down 130 investment scam websites per week | ASIC 1493

 

 

25-040 26/2/2025 Attachment to MR 25-021 PDF only   25-021MR Advancing Australia’s regulatory roadmap for public and private capital markets | ASIC 1492

 

 

25-039 26/2/2025 Report REP 807 REP 807 Evaluating the state of the Australian public equity market: Evidence from data and academic literature | ASIC 25-021MR Advancing Australia’s regulatory roadmap for public and private capital markets | ASIC 1491

 

 

25-038 25/2/2024 Feedback report REP 808 REP 808 Response to submissions on CP 379 ASIC CS Services Rules | ASIC    

 

 

25-037 25/2/2024 New rules RULE 25/01 Federal Register of Legislation - ASIC CS Services Rules 2025 25-019MR ASIC makes new clearing and settlement rules to promote competition | ASIC 1491

 

 

25-036 13/2/2025 Withdrawn regulatory guide SRG 208B  

NEWS 25-012

Existing version rebadged as 'SRG 208B', 'Superseded' added to title and moved to archive

 

 

25-035 13/2/2025 Withdrawn regulatory guide SRG 57  

NEWS 25-012

Existing version rebadged as 'SRG 57', 'Superseded' added to title and moved to archive

 

 

25-034 13/2/2025 Withdrawn regulatory guide SRG 21A  

NEWS 25-012

Existing version rebadged as 'SRG 21A', 'Superseded' added to title and moved to archive

 

 

25-033 18/2/2025 Attachment to CS 16 N/A Attachment to CS 16: ASIC Corporations and Credit (Breach Reporting—Reportable Situations) Instrument 2025/XX

NEWS 25-013

 

PDF only

 

25-032 18/2/2025 Simple consultation CS 16 CS 16 Reportable situations – additional relief | ASIC

NEWS 25-013

1490

 

 

25-031 18/2/2025 News item NEWS 25-013 ASIC proposes further relief for licensees under the reportable situations regime | ASIC

CS 16

1490

 

 

25-030 17/2/2025 Reissued information sheet INFO 5 Application to suppress residential address | ASIC

N/A

N/A

 

 

25-029 13/2/2025 Superseded regulatory guide SRG 108A  

NEWS 25-012

1489

Rebadged as 'SRG 108A', 'Superseded' added to title and moved to archive

 

25-028 13/2/2025 Reissued regulatory guide RG 108 RG 108 No-action letters | ASIC

NEWS 25-012

1489

 

 

25-027 13/2/2025 Superseded regulatory guide SRG 51B  

NEWS 25-012

1489

Rebadged as 'SRG 51B', 'Superseded' added to title and moved to archive

 

25-026 13/2/2025 Reissued regulatory guide RG 51 RG 51 Applications for relief | ASIC

NEWS 25-012

1489

 

 

25-025 13/2/2025 News item NEWS 25-012 ASIC updates guidance for applicants applying for ASIC relief or no-action letters | ASIC

RG 51

RG 108

1489

 

 

25-024 7/2/2025 News item NEWS 25-011 Financial advice update - February 2025 | ASIC

 

1488

 

 

25-023 7/2/2025 Attachment to CP 382 N/A Attachment to CP 382: Draft RG

NEWS 25-010

CP 382

1487

PDF only

 

25-022 7/2/2025 Consultation paper CP 382 CP 382 Low cost credit contracts | ASIC

NEWS 25-010

1487

 

 

25-021 7/2/2025 News item NEWS 25-010 ASIC invites feedback on buy now pay later regulatory guidance | ASIC

CP 382

1487

 

 

25-020 3/2/2025 News item NEWS 25-009 Scam alert: ASIC warns consumers about investment bond scam impersonating Bunnings | ASIC

 

N/A

 

 

25-019 28/1/2025 Updated information sheet INFO 176 What to do if you are dissatisfied with a decision by the Australian Financial Complaints Authority | ASIC

 

N/A

Minor update only: Second bullet point under 'Where can I get more information?' replaced

 

25-018 28/1/2025 Updated information sheet INFO 174 Disputes with financial firms | ASIC

 

N/A

Minor update only: Second bullet point under 'Where can I get more information?' replaced

 

25-017 31/1/2025 Letter (PDF only) N/A Letter to superannuation trustees

NEWS 25-008

1486

 

 

25-016 31/1/2025 News item NEWS 25-008 ASIC calls out superannuation trustees for weak scam and fraud practices | ASIC

 

1486

 

 

25-015 29/1/2025 News item NEWS 25-007 ART affirms ASIC decision to disqualify SMSF auditor for failing to comply with auditing standards | ASIC

 

N/A

 

 

25-014 24/1/2025 News item NEWS 25-006 Key issues outlook 2025 | ASIC

 

1486

 

 

25-013 24/1/2025 Simple consultation CS 15 CS 15 Proposed remake of relief for offers of CHESS Depository Interests | ASIC

NEWS 25-005

1485

 

 

25-012 24/1/2025 News item NEWS 25-005 ASIC proposes to remake relief for offers of CHESS Depository Interests | ASIC

 

1485

 

 

25-011 20/1/2025 Simple consultation CS 14 CS 14 Proposed remake of relief for employee incentive schemes | ASIC

NEWS 25-004

1484

 

 

25-010 20/1/2025 News item  NEWS 25-004 ASIC invites feedback on proposed remake of employee incentive scheme instruments | ASIC

 

1484

 

 

25-009 20/1/2025 News item NEWS 25-003 ASIC and APRA host Superannuation CEO Roundtables to discuss climate risk | ASIC

 

1484

 

 

25-008 17/1/2025 New information sheet INFO 285 Buy now pay later credit contracts: Credit licensing | ASIC

NEWS 25-002

1483

 

 

25-007   News item NEWS 25-002 ASIC alerts buy now pay later providers to apply for a licence under new laws | ASIC

 

1483

 

 

25-006 16/1/2025 Updated information sheet INFO 291 FAQs: FSGs and website disclosure information | ASIC

 

N/A

FAQ 7 replaced only

 

25-005 13/1/2025 Simple consultation CS 13 CS 13 Extending relief for business introduction services | ASIC

NEWS 25-001

1482

 

 

25-004 13/1/2025 News item NEWS 25-001 ASIC consults on relief for business introduction services | ASIC

 

1482

 

 

25-003 7/1/2025 Updated regulatory guide RG 246 RG 246 Conflicted and other banned remuneration | ASIC

 

N/A

'10 July 2025' references in the Note under para 246.56 and Note 2 under paras 246.58 and 246.77 updated only

 

25-002 3/1/2025 Updated information sheet INFO 292 FAQs: Informed consents for insurance commissions | ASIC

 

N/A

’10 July 2025’ references in FAQs 3 and 7 updated to ‘9 July 2025’ only

 

25-001 23/12/2024 Updated information sheet INFO 291 FAQs: FSGs and website disclosure information | ASIC

 

N/A

Para beginning 'In the second set of circumstances ...' in FAQ 8 replaced only

 

 



Last updated: 25/03/2025 12:17