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5105 media releases found
16 March 2020 MEDIA RELEASE
20-062MR ASIC takes steps to ensure equity market resiliency

As part of the Australian Government’s response to the novel coronavirus (COVID-19), ASIC has taken steps to ensure Australian equity markets remain ...

13 March 2020 MEDIA RELEASE
20-061MR Citation Resources director and OKAP Ventures company secretary charged with stealing and forgery

Former Citation Resources Limited (Citation Resources) director Peter Neil Landau and former OKAP Ventures Pty Ltd (OKAP) company secretary Jane ...

11 March 2020 MEDIA RELEASE
20-060MR High Court of Australia rules in favour of ASIC in finding Group CEO was an ‘officer’ of subsidiary

Earlier today, the High Court of Australia published its reasons for judgment allowing ASIC’s appeal from the Supreme Court of Queensland on the ...

11 March 2020 MEDIA RELEASE
20-059MR ASIC Annual Forum and Annual Dinner postponed

Due to the uncertain availability of international and interstate speakers and delegates and the evolving situation surrounding the novel coronavirus ...

10 March 2020 MEDIA RELEASE
20-058MR Following consultation, ASIC releases new regulatory framework for foreign financial services providers

ASIC has released its new regulatory framework for foreign financial services providers (FFSPs) providing financial services to Australian wholesale ...

10 March 2020 MEDIA RELEASE
20-057MR ASIC permanently bans Mark Travis Goldenberg

ASIC has permanently banned Mr Mark Travis Goldenberg from engaging in any credit activities and from performing any function involved in the ...

10 March 2020 MEDIA RELEASE
20-056MR ASIC consults on proposals about advice fee consents and independence disclosure

ASIC has today issued Consultation Paper 329 Implementing the Royal Commission recommendations: Advice fee consents and independence disclosure (CP ...

6 March 2020 MEDIA RELEASE
20-055MR Melbourne accountant convicted

Mr Jason Dermot Cullen, 50, of Yarraville, Victoria has been sentenced by the County Court of Victoria following his entering of a plea of guilty to ...

6 March 2020 MEDIA RELEASE
20-054MR Former NewSat CEO sentenced

Mr Adrian Maxwell Ballintine, 64, of Yaroomba, Queensland has been sentenced by the County Court of Victoria following his entering of a plea of ...

4 March 2020 MEDIA RELEASE
20-053MR Former financial advisor pleads guilty to dishonest conduct

On 4 March 2020, Mr Mark Damion Kawecki, of Frankston Victoria, appeared at the Melbourne Magistrates’ Court and pleaded guilty to two counts of ...

Last updated: 10/08/2024 11:23