On 14 October 2022, Mr Trevor William King, of Sydney, New South Wales, appeared in the Parramatta Local Court, charged with 74 offences of making ...

ASIC has made interim stop orders preventing Holon Investments Australia Limited (Holon) from offering or distributing three funds to retail ...

The Federal Court has ordered timeshare company Ultiqa Lifestyle Promotions Ltd (in liquidation) pay a $900,000 penalty.  The penalty follows the May ...

Released today, ASIC’s Annual Report outlines ASIC’s key regulatory and enforcement outcomes for 2021–22. Australia’s corporate and markets regulator ...

ASIC has permanently banned Totem Wealth Pty Ltd director James Carlos Reynolds, of Robina, Queensland, from providing financial services. From 2017 ...

ASIC has banned Peter Geoffrey Gribble of Sydney, NSW, from controlling an entity that carries on a financial services business and performing any ...

The Full Federal Court has dismissed an appeal by the Mayfair 101 Group companies seeking to overturn the findings of misleading or deceptive ...

ASIC has cancelled the Australian financial services (AFS) licence of CMH Financial Group Pty Ltd (CMHFG). The licence was cancelled because CMHFG ...

ASIC has cancelled the Australian financial services (AFS) licence of James B Cogan. The licence was cancelled because Mr Cogan is no longer carrying ...

ASIC has launched legal action against Latitude Finance Australia (Latitude) and Harvey Norman Holdings Ltd (Harvey Norman) over the promotion of ...