ASIC has today released updated requirements for how financial firms deal with consumer and small business complaints – under their Internal Dispute ...

ASIC today released a consultation paper (CP 331) proposing to remake two class orders that are due to expire (‘sunset’) on 1 October 2020 and 1 ...

ASIC has banned Hobart-based financial adviser David Horton from providing financial services for five years for failing to comply with financial ...

The Federal Court has made orders to wind up MyWealth Manager, an unregistered managed investment scheme (the Scheme). The Court found the Scheme had ...

ASIC today released minor amendments to the fees and cost disclosure regime for issuers of superannuation and managed investment products.  A major ...

ASIC will not seek special leave to appeal to the High Court in the Westpac ‘responsible lending’ matter, following the full Federal Court’s 2-1 ...

Joint media release with the Australian Federal Police and the Australian Taxation Office A joint-agency investigation into an elaborate $17 million ...

ASIC has suspended the Australian Financial Services (AFS) licence of Sydney-based retail over-the-counter (OTC) derivatives issuer Union Standard ...

Following an ASIC investigation, Mr Clive Frederick Palmer, 66 of Broadbeach Waters in Queensland, has been charged with two counts of contravening ...

On 13 July 2020, following an appeal by ASIC, the Federal Court set aside a decision of the Administrative Appeals Tribunal (AAT) not to ban ...