The Federal Court has dismissed proceedings brought by ASIC alleging Commonwealth Bank of Australia (CBA) engaged in misleading or deceptive conduct, ...

ASIC has taken action against six self-managed superannuation fund (SMSF) auditors for breaches of independence requirements and auditing standards. ...

ASIC has provided relief from the requirement to provide a Financial services Guide to representatives that are authorised by licensees to: deal in ...

ASIC has issued interim stop orders preventing Perpetual Investment Management Limited (Perpetual) from offering or distributing two funds to retail ...

ASIC has updated its guidance on naming conventions for licensed Australian exchanges that admit exchange traded products (ETPs) following a public ...

ASIC has commenced civil penalty proceedings in the Federal Court against fintech company Block Earner alleging it provided unlicensed financial ...

ASIC has made interim stop orders preventing MPG Funds Management Limited (MPG) from offering or distributing two trusts to retail investors because ...

ASIC has cancelled the Australian financial services (AFS) licence of Ruchir Mukund Sayani (AFSL 489084). The licence was cancelled because Ruchir ...

ASIC has suspended the Australian financial services (AFS) licence of Brenex Investments Pty Ltd (Brenex) until 15 May 2023. Under its licence, ...

ASIC and the Reserve Bank of Australia (RBA) (the regulators) note ASX’s announcement on the CHESS Replacement program. ASX’s announcement marks a ...