Former employment agency director Raita Konita Pakoti, also known as Rachel Edwards, of Werribee, Victoria, has pleaded guilty to one count of ...

Jim (Dimitrios) Bakos of Thornbury, Victoria, has pleaded guilty and been convicted of making a false or misleading statement to ASIC. Mr Bakos ...

ASIC has banned former Radar Iron Limited and Armada Capital Pty Ltd director Ananda Kathiravelu, of Perth, WA, from providing financial services for ...

ASIC will be working with five regulatory technology (regtech) entities – Bedrock AI Aus Pty Ltd, DigitalX Limited, Eastern Analytica Pty Ltd, ...

ASIC has banned former Spaceship Capital Limited director and CEO Paul Kevin Bennetts, of Elanora Heights, New South Wales, from providing financial ...

ASIC has today released Consultation Paper 356 ETP naming conventions: Updates to INFO 230 (CP 356), seeking feedback on proposals to update the ...

BGC Partners (Australia) Pty Ltd has paid a penalty of $110,250 to comply with an infringement notice given by the Markets Disciplinary Panel. The ...

The Federal Court has imposed combined penalties of $4 million on Statewide Superannuation Pty Ltd (Statewide) for providing members with misleading ...

On 17 December 2021, SR & Associates was advised by ASIC that its application for an Australian Credit Licence to provide debt management ...

Today ASIC releases guidance for providers of tax (financial) advice services following the introduction of the Financial Sector Reform (Hayne Royal ...