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18 March 2024 - NEWS ITEM
ASIC issues new legislative instrument for exchange traded funds

ASIC has released a new legislative instrument ASIC Corporations (Relief to Facilitate Admission of Exchange Traded Funds) Instrument 2024/147. It ...

15 March 2024 - NEWS ITEM
ASIC update on internal dispute resolution data collection for new reporting requirements

Key points ASIC data collection shows 87% of financial firms successfully submitted an internal dispute resolution (IDR) report to ASIC between 1 ...

7 March 2024 - NEWS ITEM
ASIC consults on registered liquidator registration guidance

Key points ASIC is consulting on proposed changes to the existing Regulatory Guide 258 Registered Liquidators: Registration, disciplinary action ...

6 March 2024 - NEWS ITEM
ASIC letter calls on insurers to improve claims handling practices

ASIC has issued a letter reminding general insurers of their obligations as Australian financial services (AFS) licensees when handling insurance ...

1 March 2024 - NEWS ITEM
ASIC approves prescribed form for life insurance memorandums of transfer

ASIC has been given the power to approve in writing the form that life insurance memorandums of transfer should take. Accordingly, ASIC has approved ...

15 February 2024 - SPEECH
Additional Estimates 2023/2024 Opening Statement, 15 February 2024

Check against delivery I am pleased to appear before the Committee once more today. I am joined by Deputy Chair Sarah Court and Commissioner Kate ...

15 February 2024 - NEWS ITEM
ASIC consults on changes to OTC derivative transaction rules

Key points ASIC is consulting on proposed changes to the ASIC Derivative Transaction Rules (Reporting) 2024 and ASIC Derivative Transaction Rules ...

8 February 2024 - ARTICLE
ASIC to crack down on predatory lending

By Deputy Chair, Sarah Court The corporate regulator will hold directors accountable in areas of emerging consumer harm, writes ASIC Deputy Chair ...

6 February 2024 - NEWS ITEM
ASIC grants class no-action position regarding Unfair Contract Terms for institutional markets

Key points Following commencement of the Unfair Contract Terms (UCT) reforms on 9 November 2023, ASIC has granted a limited class no-action ...

6 February 2024 - NEWS ITEM
Final reminder for unregistered financial advisers

Key points Financial advisers (known as relevant providers) who are not registered with ASIC before 16 February 2024 will need to cease providing ...

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Last updated: 10/08/2024 11:24