Key points More than ever, compliance professionals can play a strategic role in the boardroom. Written policies and procedures provide the ...

ASIC has today released a letter to market participants outlining technological and operational resilience guidance, clarifying how to identify ...

Key points ASIC has updated the default rate of nominal wage inflation in ASIC (Superannuation Calculators and Retirement Estimates) Instrument ...

Key points ASIC is alerting consumers about suspicious investment opportunities in digital gold vaults by unlicensed financial services entities. ...

ASIC today released the exam results from the 26th Financial Advisers Exam cycle, held in August 2024. The exam, conducted by the Australian Council ...

ASIC has today released its updated regulatory guidance for external administrators and controllers when reporting and lodging statutory reports ...

ASIC and APRA have released public notes from the latest Superannuation CEO Roundtables, held on Tuesday, 18 June and Tuesday, 16 July 2024. The ...

Key points ASIC is developing a new digital portal for licensing, which includes applying, varying, and cancelling an Australian financial services ...

Key points ASIC has revised its regulatory guidance for registered liquidators and commenced a review of its internal processes. Updates to RG 16 ...

Key points ASIC’s workshop highlighted a range of approaches for providing accessible and effective engagement channels through in-person services ...