The International Organization of Securities Commissions (IOSCO) has recently published a number of reports outlining key challenges and ...

Key points The multiple waves of advice-related reforms in recent years have undoubtedly made it more likely that clients will receive advice that ...

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have published a letter ...

ASIC is updating its regulatory guides (RGs) to ensure they remain simple to follow, effective, current, and appropriate. This is part of our firm ...

ASIC has extended the legislative relief that allows insurers and their representatives to give emergency payments to consumers, in certain ...

ASIC has issued new regulatory guidance and has also updated some existing regulatory guidance in response to reforms under the Treasury Laws ...

Key points Driving better retirement outcomes and member services is a strategic priority for ASIC. Ensuring accountability of superannuation ...

ASIC has written to the CEOs of superannuation trustees, urging them to assess their death benefit claims handling practices and address any ...

KEY POINTS 2024 has been a significant year. Our new investigations have jumped by 25%, and our civil enforcement cases have similarly increased. ...

Key points As a community, we rightly value regulation as a necessary part of our lives to advance and protect the interests of everyone, ...