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1 February 2024 - NEWS ITEM
ASIC’s guidance for market intermediaries on pre-hedging

Key points ASIC has published a letter to market intermediary CEOs setting out its guidance regarding pre-hedging practices in Australia. ASIC is ...

1 February 2024 - SPEECH
ASIC’s 2024 enforcement priorities in the superannuation sector

Key points ASIC’s enforcement priorities in the superannuation sector in the coming year run along three key themes: member services failures; ...

31 January 2024 - NEWS ITEM
ASIC releases summary document for Indigenous Financial Services Framework Workshop

Key points ASIC has published a summary document on Understanding and Responding to Identification Challenges for First Nations Consumers following ...

31 January 2024 - SPEECH
We're not there yet: Current regulation around AI may not be sufficient

Key points ASIC Chair Joe Longo spoke at the UTS Human Technology Institute Shaping Our Future Symposium on the current and future state of AI ...

24 January 2024 - NEWS ITEM
ASIC incorporates legislative changes to the financial adviser exam

ASIC is implementing the Government’s amendments to the approved principles for the administration of the financial adviser exam that were registered ...

19 January 2024 - NEWS ITEM
ASIC proposes to remake managed investment scheme legislative instruments

Key points: ASIC proposes to remake a number of class orders relating to managed investment schemes due to sunset on 1 April 2024. You are invited ...

18 January 2024 - NEWS ITEM
ASIC urges AFS licensees to register their financial advisers and provides a short extension to facilitate compliance

Key points: ASIC records show that a significant number of financial advisers (known as relevant providers) are still not registered, despite a ...

22 December 2023 - NEWS ITEM
What to do if you are affected by floods in Queensland

Key points: The safety of people is the priority right now and help is available for people with flood-related property damage Approach your ...

21 December 2023 - NEWS ITEM
ASIC temporarily extends relief from disclosure and reporting consistency obligations for super trustees

Key Points: ASIC is extending the exemption from disclosure and reporting consistency obligations in ASIC Superannuation (Disclosure and Reporting ...

19 December 2023 - NEWS ITEM
ASIC revises date for the first financial adviser exam of 2024

Key Points: The Government has released for consultation draft legislation to improve the delivery and accessibility of the financial adviser exam. ...

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Last updated: 04/07/2023 01:14