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26 September 2024 - NEWS ITEM
ASIC Annual Forum 2024: Speakers and sessions announced

Key points: Speakers and sessions have been announced for the ASIC Annual Forum, 14–15 November 2024. Discounted early bird tickets are available ...

24 September 2024 - NEWS ITEM
ASIC extends reportable situations relief and personal advice record keeping requirements

Key points ASIC currently modifies Commonwealth legislation to provide relief from reporting requirements for the reportable situations regime, and ...

20 September 2024 - ARTICLE
ASIC action to disqualify company directors

By Claire LaBouchardiere, Senior Executive Leader, Companies and Small Business ASIC is aware that director misconduct most often impacts on small ...

20 September 2024 - NEWS ITEM
ASIC reissues Regulatory Guide 121 on doing financial services business in Australia

Key points ASIC has reissued Regulatory Guide 121 Doing financial services business in Australia (RG 121) to reflect changes to the law and ...

19 September 2024 - NEWS ITEM
ASIC seeks an investment scam and phishing website takedown service for up to five years

Key points ASIC is conducting a global search and request for tender (RFT) process for its investment scam website takedown service. The RFT seeks ...

17 September 2024 - SPEECH
Effective compliance: Perspectives from the regulator

Key points More than ever, compliance professionals can play a strategic role in the boardroom. Written policies and procedures provide the ...

17 September 2024 - NEWS ITEM
ASIC expands operational resilience guidance for market participants

ASIC has today released a letter to market participants outlining technological and operational resilience guidance, clarifying how to identify ...

13 September 2024 - NEWS ITEM
ASIC updates superannuation forecasts relief instrument

Key points ASIC has updated the default rate of nominal wage inflation in ASIC (Superannuation Calculators and Retirement Estimates) Instrument ...

11 September 2024 - NEWS ITEM
ASIC warns consumers of suspicious investment opportunities in digital gold vaults

Key points ASIC is alerting consumers about suspicious investment opportunities in digital gold vaults by unlicensed financial services entities. ...

6 September 2024 - NEWS ITEM
ASIC releases August 2024 financial adviser exam results

ASIC today released the exam results from the 26th Financial Advisers Exam cycle, held in August 2024. The exam, conducted by the Australian Council ...

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Last updated: 10/08/2024 11:24