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15 December 2023 - NEWS ITEM
ASIC industry funding: Release of 2022-23 annual dashboard and summary of variances

Key points ASIC has released its 2022-23 annual dashboard outlining regulatory costs by sector and subsector under the industry funding model. The ...

14 December 2023 - NEWS ITEM
ASIC releases November 2023 financial adviser exam results

ASIC today released the exam results from the 23rd Financial Advisers Exam cycle held in November 2023. The exam, conducted by the Australian Council ...

14 December 2023 - NEWS ITEM
ASIC and APRA issue joint letter on premium increases in life insurance

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have issued a joint letter to ...

4 December 2023 - NEWS ITEM
ASIC and AFCA sign memorandum of understanding

The Australian Securities and Investments Commission (ASIC) and Australian Financial Complaints Authority (AFCA) have signed a memorandum of ...

1 December 2023 - SPEECH
Opening statement at the Rural and Regional Affairs and Transport References Committee’s Inquiry into bank closures in regional Australia

Check against delivery Thank you for the opportunity to appear today on behalf of the Australian Securities and Investment Commission. My name is ...

1 December 2023 - NEWS ITEM
AAT affirms ASIC decision to disqualify SMSF auditor for breaching independence requirements

The Administrative Appeals Tribunal (AAT) has upheld ASIC's decision to disqualify Ms Janette Townshend from being an approved self-managed ...

28 November 2023 - NEWS ITEM
ASIC releases guidance on the registration of financial advisers

Key points: ASIC has issued guidance to financial advisers and Australian financial services (AFS) licensees about the new requirement for ...

28 November 2023 - SPEECH
The Evolving Regulatory Landscape and the Implications for Australasian Listed Entities

Key points ASIC Chair Joe Longo addressed investor relation professionals at the AIRA 2023 forum with a key focus on the evolving regulatory ...

24 November 2023 - NEWS ITEM
ASIC consults on remaking class order on Exchange Traded Funds (ETFs)

Key points: ASIC proposes to remake Class Order [CO 13/721] and extend the relief to a broader class of exchange traded funds (ETFs). Industry is ...

22 November 2023 - NEWS ITEM
ASIC Annual Forum 2023: Retirement income covenant: one year on

Key points This article follows a session on the impact of the retirement income covenant on the superannuation industry at the 2023 ASIC Annual ...

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Last updated: 04/07/2023 01:14