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5 September 2024 - NEWS ITEM
ASIC updates misconduct reporting guidance for external administrators and controllers

ASIC has today released its updated regulatory guidance for external administrators and controllers when reporting and lodging statutory reports ...

2 September 2024 - NEWS ITEM
ASIC and APRA host Superannuation CEO Roundtables

ASIC and APRA have released public notes from the latest Superannuation CEO Roundtables, held on Tuesday, 18 June and Tuesday, 16 July 2024. The ...

28 August 2024 - NEWS ITEM
ASIC pilots new portal for Australian financial service licence applications

Key points ASIC is developing a new digital portal for licensing, which includes applying, varying, and cancelling an Australian financial services ...

22 August 2024 - SPEECH
Professional judgement at the insolvency frontline

Key points ASIC has revised its regulatory guidance for registered liquidators and commenced a review of its internal processes. Updates to RG 16 ...

21 August 2024 - NEWS ITEM
ASIC releases workshop summary document on servicing First Nations communities with a focus on culture, community and engagement

Key points ASIC’s workshop highlighted a range of approaches for providing accessible and effective engagement channels through in-person services ...

19 August 2024 - NEWS ITEM
ASIC extends reference checking protocol to mortgage aggregators

ASIC has updated its reference checking and information sharing protocol for financial advisers and mortgage brokers to reflect legislative changes. ...

14 August 2024 - SPEECH
A guide to ‘good’: delivering better retirement outcomes and member services for Australians

Key points ASIC is focusing on better retirement outcomes and member services. Member service failures has been a focus of our enforcement work ...

9 August 2024 - NEWS ITEM
Financial advice update

The Financial advice update is a round-up of regulatory developments and issues affecting financial advice. It covers all areas of financial advice ...

7 August 2024 - NEWS ITEM
ASIC proposes to extend the operation of three legislative instruments

ASIC proposes to extend the operation of three legislative instruments for a further five years: Class Order [CO 14/923] Record-keeping obligations ...

5 August 2024 - NEWS ITEM
Australian Securities and Investment Commission signs MoU with State Securities Commission Viet Nam

On 2 August 2024, the Australian Securities and Investment Commission (ASIC) signed its first Memorandum of Understanding (MoU) with the State ...

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Last updated: 10/08/2024 11:24