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Super industry hit with long list of actions in landmark death benefit claims handling report
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What to do if you are affected by Cyclone Alfred
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Coming Soon: Electronic signatures on Form 362
ASIC Registered Agents (RAs) will soon be able to collect and store the Form 362 Notification by a company to nominate or cease a registered agent or contact address electronically
Coming Soon: Electronic signatures on Form 362 Read April InFocus
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Former Gold Coast property developer Michael Steele pleads guilty to fraud
media release
10 April 2025
Former Gold Coast property developer Michael Steele has pleaded guilty to four rolled-up counts of fraud having misappropriated over $1.3 million of investor funds from companies he controlled contrary to section 408C(1)(a)(i) of the Criminal Code (Qld).
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Court orders Falcon Capital and the First Guardian Master Fund to be wound up
media release
10 April 2025
The Federal Court has appointed Ross Blakeley and Paul Harlond of FTI Consulting as liquidators (Liquidators) of Falcon Capital Limited (Falcon) and ordered the Liquidators to wind up Falcon, the First Guardian Master Fund (First Guardian) and related unregistered subsidiary funds.
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ASIC consults on plan to increase visibility of firms’ breach and complaints data
media release
10 April 2025
As part of its commitment to enhance transparency and accountability, ASIC is consulting on plans to publish two dashboards containing firm-level Reportable Situations (RS) and Internal Dispute Resolution (IDR) data in the second half of 2025.
Featured topics
Enforcement activities
- ALAMMC Developments
- Ascent Investments and Coaching Pty Ltd and Michael Dunjey
- BBY Ltd
- Berndale Capital Securities Pty Ltd
- Brite Advisors
- Chris Marco
- Courtenay House Capital Trading Group Pty Limited and Courtenay House Pty Limited
- First Guardian Master Fund
- Halifax Investment Services Pty Ltd
- Mayfair 101
- NGS Crypto Companies
- Prospero Markets Pty Ltd
- Shield Master Fund
- Sterling Group
- United Global Capital Pty Ltd
- Youpla Group (formerly Aboriginal Community Benefit Fund)
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