Released 31 January 2014. This report examines the risks posed to retail investors by complex products, ASIC’s work in regulating complex products, ...

Released 31 January 2014. This report outlines enforcement outcomes achieved by ASIC during the period 1 July 2013 to 31 December 2013 (the relevant ...

Released 28 January 2014. This is a report for participants in the capital markets and financial services industry who are prospective applicants ...

Released 7 January 2014. This report highlights the key issues that arose out of the submissions received on Consultation Paper 208 ASX Managed ...

Released 20 December 2013. National Stock Exchange of Australia Limited ACN 000 902 063 SIM Venture Securities Exchange Ltd ACN 087 708 898 This ...

Released 12 December 2013. This report relates to the period 1 January 2012 to 1 July 2013 (assessment period). Download REP 379 (PDF 127 KB)   ...

Released 6 December 2013. This report was commissioned by ASIC and produced by Latitude Insights. It sets out the results of the consumer testing ...

Released 11 April 2024. Comments close 6 June 2024.  This consultation paper seeks feedback from liquidators, voluntary administrators and receivers ...

Released 4 December 2013. This report summarises the results of a review of personal advice to invest in unlisted and unquoted retail structured ...

Released 8 March 2024. Comments close 2 May 2024. This consultation paper seeks feedback on proposed changes to the existing Regulatory Guide 258 ...