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REP-366 - REPORT
REP 366 ASIC supervision of markets and participants: January to June 2013

Released 21 August 2013. This report summarises key operational statistics and outcomes of ASIC’s market and participant supervisory functions in ...

CP-365 - CONSULTATION PAPER
CP 365 Remaking ASIC class orders on takeovers, compulsory acquisitions and relevant interests

Released 30 November 2022. Comments closed 23 January 2023. This consultation paper sets out ASIC’s proposals to remake a number of our class orders ...

REP-365 - REPORT
REP 365 Hybrid securities

Released 20 August 2013. This report discusses offers of hybrid securities in the Australian market since the global financial crisis, and in ...

CP-364 - CONSULTATION PAPER
CP 364 Modifications to the ESS regime

Released 29 September 2022. Comments closed 31 October 2022. This consultation paper is about relief that ASIC proposes to provide to facilitate the ...

REP-364 - REPORT
REP 364 Response to submissions on CP 202 Dark liquidity and high-frequency trading: Proposals

Released 12 August 2013. This report highlights the key issues that arose out of the submissions received on Consultation Paper 202 Dark liquidity ...

CP-363 - CONSULTATION PAPER
CP 363 Remaking ASIC class order on financial requirements for retail OTC derivative issuers: [CO 12/752]

Released 30 June 2022. Comments close 29 July 2022. This consultation paper sets out ASIC’s proposal to remake, without significant changes, Class ...

REP-363 - REPORT
REP 363 Market assessment report: Reuters Transaction Services Limited

Released 9 August 2013. This assessment covers the period 19 May 2012 to 22 April 2013 (the assessment period). Download REP 363 (PDF 90 KB)  

CP-362 - CONSULTATION PAPER
CP 362 Extension of the binary options product intervention order

Released 26 May 2022. Comments closed 20 June 2022. This paper summarises ASIC’s analysis of the impact of our product intervention order banning the ...

REP-362 - REPORT
REP 362 Review of financial advice industry practice: Phase 2

Released 31 July 2013. This report details our findings and recommendations from a review of the 21st to 50th largest Australian financial ...

CP-361 - CONSULTATION PAPER
CP 361 Proposed changes to simplify the ASIC Derivative Transaction Rules (Reporting): Second consultation

This page contains CP 361 and also CP 361a which sets out follow-on proposals to CP 361. CP 361 Proposed changes to simplify the ASIC Derivative ...

Last updated: 20/10/2014 12:00