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REP-256 - REPORT
REP 256 Consumer credit insurance: A review of sales practices by authorised deposit taking institutions

Released 19 October 2011. This report examines the sales practices of authorised deposit-taking institutions (ADIs) that sell consumer credit ...

INFO-256 - INFORMATION SHEET
FAQs: Ongoing fee arrangements

This is Information Sheet 256 (INFO 256). It answers frequently asked questions (FAQs) about the obligations that apply to fee recipients who provide ...

RG-255 - REGULATORY GUIDE
RG 255 Providing digital financial product advice to retail clients

Issued 30 August 2016 Digital advice (also known as robo-advice or automated advice) is the provision of automated financial product advice using ...

CP-255 - CONSULTATION PAPER
CP 255 Remaking ASIC class orders on financial services disclosure requirements

Released 23 March 2016. Comments due 26 April 2016 This consultation paper sets out ASIC’s proposals to remake our class orders relating to specific ...

REP-255 - REPORT
REP 255 Market assessment report: Reuters Transaction Services Limited

Released 10 October 2011. This report summarises ASIC’s seventh annual assessment of Reuters Transaction Services Limited (RTSL) under s794C of the ...

INFO-255 - INFORMATION SHEET
Activist short selling campaigns in Australia

This is Information Sheet 255 (INFO 255). It outlines the practice of activist short selling campaigns in Australia and ASIC's expectations to ...

INFO-254 - INFORMATION SHEET
Debt management services: Applying for a credit licence or variation

This is Information Sheet (INFO 254). It is for anyone who provides debt management services. These services were previously not regulated under the ...

RG-254 - REGULATORY GUIDE
RG 254 Offering securities under a disclosure document

Issued 27 August 2020 This guide is for issuers who are required to prepare and lodge a disclosure document under Ch 6D of the Corporations Act 2001 ...

CP-254 - CONSULTATION PAPER
CP 254 Regulating digital financial product advice

Released 21 March 2016. Comments due 16 May 2016 This consultation paper sets out ASIC’s proposed approach to the regulation of digital financial ...

REP-254 - REPORT
REP 254 Response to submissions on CP 127 Schemes of arrangement: Statements under s41117b

Released 22 September 2011. This report highlights the key issues that arose out of the submissions received on Consultation Paper 127 Schemes of ...

Last updated: 20/10/2014 12:00