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REP-536 - REPORT
REP 536 ASIC enforcement outcomes: January to June 2017

Released 22 August 2017 This report outlines the enforcement results achieved by ASIC during the period from 1 January to 30 June 2017 (relevant ...

REP-535 - REPORT
REP 535 ASIC cost recovery arrangements: 2017–18

Released 14 July 2017 This report updates industry on the changes to ASIC’s cost recovery arrangements since the Government released its proposals ...

REP-534 - REPORT
REP 534 Audit inspection program report for 2015-16

Released 29 June 2017. This report summarises the observations and findings identified by ASIC’s audit inspection program in the 18 months to 31 ...

REP-533 - REPORT
REP 533 Response to submissions on CP 265 Communicating audit findings to directors, audit committees or senior managers

Released 23 June 2017 This report highlights the key issues that arose out of the submissions received on Consultation Paper 265 Communicating audit ...

REP-532 - REPORT
REP 532 ASIC regulation of registered liquidators: January to December 2016

Released 22 June 2017 This report is for registered liquidators and other interested stakeholders. It summarises the work undertaken and outcomes ...

REP-531 - REPORT
REP 531 Review of compliance with asset holding requirements in funds management and custodial services

Released 22 June 2017 In 2016–17, ASIC reviewed a number of asset holders to assess compliance with Regulatory Guide 133 Managed investments and ...

REP-530 - REPORT
REP 530 Overview of decisions on relief applications (October 2016 to March 2017)

Released 20 June 2017 This is a report for participants in the capital markets and financial services industry who are prospective applicants for ...

REP-529 - REPORT
REP 529 Member experience of superannuation

Released 30 June 2017 This report is for superannuation industry participants, consumer and investor organisations, and superannuation members. It ...

REP-528 - REPORT
REP 528 Responsible entities’ compliance with obligations: Findings from 2016 proactive surveillance program

Released 13 June 2017 This report sets out the findings from the proactive risk-based surveillance program we carried out in 2016, which covered ...

REP-527 - REPORT
REP 527 Response to submissions on CP 245 Retail life insurance advice reforms

Released 5 June 2017 This report highlights the key issues that arose out of the submissions received on Consultation Paper 245 Retail life ...

Last updated: 20/10/2014 12:00