Released 4 April 2017 This report highlights the key issues that arose out of the submissions received on Consultation Paper 248 Remaking ASIC class ...

Released 29 March 2017 This report highlights the key issues that arose out of the submissions received on Consultation Paper 268 Licensing relief ...

Released 30 March 2017 This report presents the findings of our assessment of Sydney Stock Exchange Limited’s listing standards under s794C of the ...

Released 27 March 2017 This report highlights the key issues that arose out of the submissions received on Consultation Paper 263 Risk management ...

Release 16 March 2017 At the request of the Government, ASIC conducted a review of the mortgage broking market to determine the effect of current ...

Released 17 March 2017 In July 2015, ASIC commenced a project to review how effectively Australia’s largest banking and financial services ...

Released 1 March 2017 This report highlights the key issues that arose out of the submissions received on Consultation Paper 276 Registered ...

Released 8 March 2017 This report outlines the enforcement results achieved by ASIC during the period from 1 July to 31 December 2016 (the relevant ...

Released 24 February 2017 This report is for companies, lawyers, corporate advisers and compliance professionals working in corporate finance. It ...

Released 27 January 2017 The Regulator Performance Framework (Framework) provides a set of six common key performance indicators (KPIs) for ...