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REP-494 - REPORT
REP 494 Marketing practices in initial public offerings of securities

Released 19 September 2016 This report outlines the key findings from reviews we conducted to examine how initial public offerings (IPOs) are ...

REP-493 - REPORT
REP 493 Review of interest-only home loans: Mortgage brokers’ inquiries into consumers’ requirements and objectives

Released 14 September 2016 This report follows on from Report 445 Review of interest-only home loans (REP 445), which highlighted the importance of ...

REP-492 - REPORT
REP 492 A market that is failing consumers: The sale of add-on insurance through car dealers

Released 12 September 2016 This report presents ASIC’s findings on the sale of add-on insurance through car dealers. Our findings are based on ...

REP-491 - REPORT
REP 491 Response to submissions on CP 242 Remaking ASIC class orders on horse racing syndicates and horse breeding schemes

Released 31 August 2016 This report highlights the key issues that arose out of the submissions received on Consultation Paper 242 Remaking ASIC ...

REP-490 - REPORT
REP 490 Response to submissions on CP 254 Regulating digital financial product advice

Released 30 August 2016 This report highlights the key issues that arose out of the submissions received on Consultation Paper 254 Regulating ...

REP-489 - REPORT
REP 489 ASIC regulation of corporate finance: January to June 2016

Released 26 August 2016 This report is for companies, lawyers, corporate advisers and compliance professionals working in corporate finance. It ...

REP-488 - REPORT
REP 488 Response to submissions on CP 240 Remaking ASIC class orders on rounding and other matters

Released 26 August 2016 This report highlights the key issues that arose out of the submissions received on Consultation Paper 240 Remaking ASIC ...

REP-487 - REPORT
REP 487 Review of Australian equity market cleanliness

Released 9 August 2016 In this report we seek to measure Australian equity market cleanliness with a focus on possible insider trading and ...

REP-486 - REPORT
REP 486 Sell-side research and corporate advisory: Confidential information and conflicts

Released 9 August 2016 This report sets out key observations from our review of the way financial intermediaries handle material, non-public ...

REP-485 - REPORT
REP 485 ASIC enforcement outcomes: January to June 2016

Released 8 August 2016 This report outlines the enforcement results achieved by ASIC during the period from 1 January to 30 June 2016 (the relevant ...

Last updated: 20/10/2014 12:00