Find a regulatory document

1691 results found
REP-404 - REPORT
REP 404 National Financial Literacy Strategy 2014–17: Action plan

Released 1 August 2014. This action plan is a companion document to the National Financial Literacy Strategy 2014–17 (2014–17 Strategy) published ...

REP-403 - REPORT
REP 403 National Financial Literacy Strategy 2014–17

Released 1 August 2014. The Australian Securities and Investments Commission (ASIC) is the Australian Government agency with lead responsibility ...

REP-402 - REPORT
REP 402 ASIC enforcement outcomes: January to June 2014

Released 31 July 2014. This report outlines enforcement outcomes achieved by ASIC during the period 1 January 2014 to 30 June 2014 (the relevant ...

REP-401 - REPORT
REP 401 Market assessment report: ASX Group

Released 28 July 2014. ASX Limited, ACN 008 624 691 Australian Securities Exchange Limited, ACN 000 943 377 ASX Clear Pty Limited, ACN 001 314 ...

REP-400 - REPORT
REP 400 Responses to feedback on REP 384 Regulating complex products

Released 11 July 2014. This report highlights the feedback received on Report 384 Regulating complex products (REP 384) in relation to the risks ...

REP-399 - REPORT
REP 399 Independent evaluation of ASIC’s implementation of the Helping Our Kids Understand Finances initiative

Released 9 July 2014. This report was commissioned by ASIC and produced by the Australian Council for Educational Research (ACER). It sets out ...

REP-398 - REPORT
REP 398 Fee and cost disclosure: Superannuation and managed investment products

Released 8 July 2014. This report examines the industry practices of superannuation and managed investment product issuers in relation to fee and ...

REP-397 - REPORT
REP 397 Audit inspection program report for 2012–13

Released 27 June 2014. This report summarises the observations and findings identified by ASIC’s audit inspection program in the 18 months to 31 ...

REP-396 - REPORT
REP 396 Response to submissions on CP 219 Keeping superannuation websites up to date

Released 16 June 2014. This report highlights the key issues that arose out of the submissions received on Consultation Paper 219 Keeping ...

REP-395 - REPORT
REP 395 Overview of decisions on relief applications October 2013 to January 2014

Released 26 May 2014. This is a report for participants in the capital markets and financial services industry who are prospective applicants for ...

Last updated: 20/10/2014 12:00