Released 13 October 2014. This report highlights the key issues that arose out of the submissions received on Consultation Paper 220 Fundraising: ...

Released 9 October 2014. This report presents the findings of ASIC’s research into, and surveillance of, personal advice given to consumers about ...

Released 29 September 2014. This report is for insolvency practitioners and other interested stakeholders. It presents an overview of total ...

Released 25 September 2014. This is a report for participants in the capital markets and financial services industry who are prospective applicants ...

Released 23 September 2014. We reviewed how lenders that provide ‘low doc’ home loans are complying with their responsible lending obligations. ...

Released 18 September 2014. This report highlights the key issues that arose out of the submissions received on Consultation Paper 214 Updated ...

Released 16 September 2014. This report is for platform operators, including operators of investor directed portfolio services (IDPSs) and ...

Released 17 September 2014. Between October 2013 and April 2014 ASIC met with representatives of 60 Australian financial services (AFS) licensees to ...

Released 29 August 2014. This report is for companies, lawyers, corporate advisers and compliance professionals working in corporate finance and ...

Released 21 August 2014. This report summarises key outcomes of ASIC’s market and participant supervisory and surveillance functions and highlights ...