A Disciplinary Committee has imposed conditions on the registration of registered liquidator, Mitchell Warren Ball of BPS Recovery. The conditions, ...

A new report about fee disclosure obligations released by ASIC has found that consumers receiving financial advice could be at risk of receiving ...

The Colonial Mutual Life Assurance Society Limited, trading as CommInsure, has today been convicted of 87 counts of offering to sell insurance ...

ASIC is offering assistance for customers, including small businesses, who are affected by the current bushfires by providing relief from various ...

ASIC has banned financial adviser Peter Jianchao Xu from providing financial services for five years following a surveillance of Mr Xu’s advice. Mr ...

The Federal Court of Australia has found Dover Financial Advisers Pty Ltd (Dover) engaged in false, misleading or deceptive conduct. The conduct in ...

ASIC has banned Paul Nielsen, a former director of Endeavour Securities (Australia) Ltd (Endeavour) and Linchpin Capital Group Ltd (Linchpin), from ...

As announced on 14 November 2019, ASIC has taken action to provide certainty to Australian financial services (AFS) licensees that they will not be ...

ASIC notes the decision by Eco Energy Group Limited (Eco Energy) to devalue its intellectual property assets by $49.6 million as a prior period error ...

ASIC has banned financial adviser Jihad Soleiman, of Wollert, Victoria from providing financial services for six years. Mr Soleiman was an authorised ...