The Federal Court has ordered Commonwealth Securities Limited (CommSec) and Australian Investment Exchange Limited (AUSIEX) pay a penalty of $20 ...

ASIC has today released two reports on better and poorer practices in wholesale financial markets and encourages participants in these markets to ...

ASIC has commenced civil penalty proceedings in the Federal Court against BPS Financial Pty Ltd (BPS) for allegedly making false, misleading or ...

ASIC is inviting the Australian funds management industry to contribute to a review of the Asia Region Funds Passport (ARFP) through a short survey. ...

ASIC today published its 2021-22 Cost Recovery Implementation Statement (CRIS) as required under the industry funding model. The statement details ...

ASIC has made an interim stop order preventing Westlawn Financial Services Limited (Westlawn) from offering or distributing the Westlawn Income Fund ...

ASIC has today released a thematic report following its review of root cause analysis on negative audit quality findings conducted by the largest six ...

The Federal Court has ordered Austal Limited (ASX:ASB) (Austal) to pay a penalty of $650,000 after finding the ship building company contravened ...

Steven Phillip Heaton of South Melbourne, Victoria has pleaded guilty to two charges of fraud totalling $1,092,500.33. Mr Heaton was a former ...

Ronald Lester Cardwell of Cherrybrook, New South Wales, has been charged with dishonestly using his position as a company officer and failing to ...