Following inquiries by ASIC, Epsilon Healthcare Limited (Epsilon) and HSC Technology Group Limited (HSC) have made amendments to the financial ...

Five companies that are or were part of the AMP Limited group (together ‘AMP’) have been ordered by the Federal Court to pay a total $14.5 million in ...

On 16 September 2022, former financial adviser John Wertheimer, formerly of Canning Vale, Western Australia, pleaded guilty in the Perth Magistrates ...

The Federal Court has imposed a $7.2 million penalty on Dixon Advisory and Superannuation Services Limited (Dixon Advisory) after six representatives ...

The Full Federal Court has allowed an appeal by James Mawhinney to overturn a 20-year ban restraining him from advertising investments and raising ...

Tatiana De Oliveira, also known as Tatiano De Oliveira, of Byron Bay, New South Wales, has been convicted of making a false or misleading statement ...

Charges laid against Victoria Renee Ingrid Larsen of Aberfoyle Park, South Australia, have been withdrawn. Ms Larsen was the sole director of Club ...

ASIC has placed interim stop orders on the offer and distribution of two managed funds directly to retail investors in response to deficiencies in ...

Fiona Mae Bilton of Victoria has been charged with obtaining a financial advantage by deception. Ms Bilton, as Head of Operations at stockbroking ...

ASIC has remade class order [CO 12/752] Financial requirements for retail OTC derivative issuers which was due to sunset on 1 October 2022.   The new ...