Shiwei (Darren) He of Sydney, NSW, has pleaded guilty to making a false statement in a credit licence annual compliance certificate lodged with ASIC. ...

The Federal Court has ordered PE Capital Funds Management Ltd into liquidation after finding that the firm breached the law by operating managed ...

The Administrative Appeals Tribunal (AAT) has upheld ASIC’s 2015 decisions in relation to former Provident Capital Limited director Mr Michael Roger ...

The Federal Court has ordered RI Advice Group Pty Ltd to pay a $6 million penalty for failing to take reasonable steps to ensure that its authorised ...

ASIC has released its quarterly update for 1 October to 31 December 2021 (REP 717). During the quarter we completed investigations into matters ...

Mr Jin Xi Li, of Caloundra, Queensland, has pleaded guilty to two insider trading offences when trading in Contracts for Difference (CFD) of PanAust ...

ASIC has today released a consultation paper seeking feedback on proposed changes to the relief for business introduction services. The original ...

Former employment agency director Raita Konita Pakoti, also known as Rachel Edwards, of Werribee, Victoria, has pleaded guilty to one count of ...

Jim (Dimitrios) Bakos of Thornbury, Victoria, has pleaded guilty and been convicted of making a false or misleading statement to ASIC. Mr Bakos ...

ASIC has banned former Radar Iron Limited and Armada Capital Pty Ltd director Ananda Kathiravelu, of Perth, WA, from providing financial services for ...