ASIC will be working with five regulatory technology (regtech) entities – Bedrock AI Aus Pty Ltd, DigitalX Limited, Eastern Analytica Pty Ltd, ...

ASIC has banned former Spaceship Capital Limited director and CEO Paul Kevin Bennetts, of Elanora Heights, New South Wales, from providing financial ...

ASIC has today released Consultation Paper 356 ETP naming conventions: Updates to INFO 230 (CP 356), seeking feedback on proposals to update the ...

BGC Partners (Australia) Pty Ltd has paid a penalty of $110,250 to comply with an infringement notice given by the Markets Disciplinary Panel. The ...

The Federal Court has imposed combined penalties of $4 million on Statewide Superannuation Pty Ltd (Statewide) for providing members with misleading ...

On 17 December 2021, SR & Associates was advised by ASIC that its application for an Australian Credit Licence to provide debt management ...

Today ASIC releases guidance for providers of tax (financial) advice services following the introduction of the Financial Sector Reform (Hayne Royal ...

Ramzi Zreika (also known as Ramzi Ghantous) of Guildford, New South Wales has been banned from managing corporations for four years due to his ...

Philip Michael Dixon of Wodonga, Victoria, has been disqualified from managing corporations for three and a half years following his involvement in ...

Stephen John Thomas, of Highfields, Queensland, has been disqualified from managing corporations for 18 months due to his involvement in four failed ...