Key Points: The Government has released for consultation draft legislation to improve the delivery and accessibility of the financial adviser exam. ...

Key points ASIC has released its 2022-23 annual dashboard outlining regulatory costs by sector and subsector under the industry funding model. The ...

ASIC today released the exam results from the 23rd Financial Advisers Exam cycle held in November 2023. The exam, conducted by the Australian Council ...

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have issued a joint letter to ...

The Australian Securities and Investments Commission (ASIC) and Australian Financial Complaints Authority (AFCA) have signed a memorandum of ...

Check against delivery Thank you for the opportunity to appear today on behalf of the Australian Securities and Investment Commission. My name is ...

The Administrative Appeals Tribunal (AAT) has upheld ASIC's decision to disqualify Ms Janette Townshend from being an approved self-managed ...

Key points: ASIC has issued guidance to financial advisers and Australian financial services (AFS) licensees about the new requirement for ...

Key points ASIC Chair Joe Longo addressed investor relation professionals at the AIRA 2023 forum with a key focus on the evolving regulatory ...

Key points: ASIC proposes to remake Class Order [CO 13/721] and extend the relief to a broader class of exchange traded funds (ETFs). Industry is ...