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923 results found
25 November 2021 - SPEECH
Pursuing the best outcomes for customers: ASIC’s approach and the work of internal auditors

Speech by ASIC Commissioner Sean Hughes at the Financial Services Assurance Forum, hosted by the Institute of Internal Auditors Australia, Thursday ...

24 November 2021 - ARTICLE
Warning: Scammers are impersonating ASIC

Key points ASIC has received reports that consumers are being targeted by scammers impersonating ASIC employees. Scammers are offering to help ...

23 November 2021 - ARTICLE
ASIC’s focus in superannuation 2021-22

23 November 2021 While acknowledging the high volume of change in superannuation, ASIC, as conduct regulator for superannuation, continues to expect ...

22 November 2021 - SPEECH
Responsibility amid change

Speech by ASIC Chair Joe Longo at the AFR Super & Wealth Summit, Monday 22 November 2021. Check against delivery Good afternoon and thank you to ...

18 November 2021 - SPEECH
Opening statement to the inquiry into the Sterling Income Trust - 18 November 2021

Opening statement by ASIC Chair Joseph Longo at the inquiry into the Sterling Income Trust, Canberra, 18 November 2021. Check against delivery Thank ...

16 November 2021 - SPEECH
Opening statement to the inquiry into the Sterling Income Trust

Opening statement by ASIC Chair Joseph Longo at the inquiry into the Sterling Income Trust, Canberra, 16 November 2021. Check against delivery Thank ...

12 November 2021 - SPEECH
Reflections on 2021: How regulators and industry responded to COVID-19

Speech by ASIC Commissioner Sean Hughes at the ARCA Credit Summit 2021, Friday 12 November 2021. Check against delivery Thank you, Narelle and good ...

11 November 2021 - SPEECH
Whistleblower policies and the compliance gap

Speech by ASIC Commissioner Sean Hughes at the 3rd Australian National Whistleblowing Symposium, Thursday 11 November 2021. Check against delivery I ...

9 November 2021 - ARTICLE
Regulatory risk and finfluencer engagement for company directors

By Commissioner Cathie Armour Companies should be mindful of regulatory risks when engaging the services of finfluencers, writes ASIC ...

2 November 2021 - NEWS ITEM
Better Advice Act broadens ASIC’s regulatory responsibilities

2 November 2021 ASIC’s responsibilities in respect of the financial advice industry will be broadened under the Better Advice Act. From 1 January ...

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Last updated: 04/07/2023 01:14