ASIC has updated its reference checking and information sharing protocol for financial advisers and mortgage brokers to reflect legislative changes. ...

Key points ASIC is focusing on better retirement outcomes and member services. Member service failures has been a focus of our enforcement work ...

The Financial advice update is a round-up of regulatory developments and issues affecting financial advice. It covers all areas of financial advice ...

ASIC proposes to extend the operation of three legislative instruments for a further five years: Class Order [CO 14/923] Record-keeping obligations ...

On 2 August 2024, the Australian Securities and Investment Commission (ASIC) signed its first Memorandum of Understanding (MoU) with the State ...

ASIC is extending for a further 12 months the transitional relief for foreign financial services providers (FFSPs) from the requirement to hold an ...

Key points ASIC proposes to extend ASIC Corporations (Employee redundancy funds relief) Instrument 2015/1150 which is due to expire on 1 October ...

Lenders can do more to help consumers build better credit card habits, an ASIC report reveals.  Credit card lending in Australia: Staying in control ...

ASIC has released a consultation paper on proposed rules to facilitate competitive outcomes in cash equity clearing and settlement (CS) services ...

Key points Superannuation trustees are now required to lodge audited financial reports for funds with ASIC within three months of the end of the ...