Court enforceable undertakings register

About the court enforceable undertakings

How to search the register

Search the list below by date, or use the 'Find on this page' function in your internet browser to search the list of court enforceable undertakings we have accepted from people and companies.

Click 'Expand all' to expose all content.
Type Ctrl+F (Mac users type Apple+F), or choose 'Find' in the 'Edit' menu.
Then enter the name of the person or company in the search box.

You can download a copy of each court enforceable undertaking (CEU) as a PDF file. Read our hints on downloading, viewing and printing PDF files.

2024

Section of Act	Name of parties	Download a copy of CEU as PDF	Date of Acceptance by ASIC
93AA ASIC Act	PKF Melbourne Corporate Pty Ltd Media release 24-131MR	030655150	20 June 2024
93AA ASIC Act	Robert Johnson and Hardwickes Media release 24-116MR	029608474	29 May 2024
s93AA ASIC Act	Shivdeep Jaidka Media release 24-027MR	029608473	20 February 2024
93AA ASIC Act	Elevare Pay Easy Pty Ltd, trading as Elepay Media release 24-012MR	031973026	1 February 2024

2023

Section of Act	Name of parties	Download a copy of CEU as PDF	Date of Acceptance by ASIC
93AA ASIC Act	EverBlu Capital Pty Ltd and Adam Blumenthal Media release 23-339MR	031914829	14 December 2023
93AA ASIC Act	iExtend Holdings Company Pty Ltd and iExi Pty Ltd	031984299	16 November 2023
93AA ASIC Act	Bobbob Pty Ltd and Byron Ittan Goldberg Media release 23-261MR	S02531475	26 September 2023
Reg 7.2.A.01 Corporations Regulations	Openmarkets Australia Limited Media release 23-184MR	028348891 CEU interim compliance report Independent expert report summary	30 June 2023
93AA ASIC Act	Gregory John Blackaby	028348890	15 June 2023

2022

Section of Act	Name of parties	Download a copy of CEU as a PDF	Date of acceptance by ASIC
93AA ASIC Act	Lasarith Pty Ltd and Adam Campbell Smith Media release 22-314MR	028348482 028348483	10 November 2022

Section of Act

Name of parties

Download a copy of CEU as a PDF

Date of acceptance by ASIC

93AA ASIC Act

Lasarith Pty Ltd and Adam Campbell Smith

Media release 22-314MR

028348482

028348483

10 November 2022

2021

Section of Act	Name of parties	Download a copy of CEU as a PDF	Date of acceptance by ASIC
93AA ASIC Act	Robert Lesley Hardy	K64.0008	24 August 2021
Reg 7.2A.01 Corporations Regulations	Life Trading Pty Ltd Media release 21-143MR	030982820 Independent Expert Summary Report EU interim compliance report EU final compliance report	21 June 2021

Section of Act

Name of parties

Download a copy of CEU as a PDF

Date of acceptance by ASIC

93AA ASIC Act

Robert Lesley Hardy

K64.0008

24 August 2021

Reg 7.2A.01
Corporations Regulations

Life Trading Pty Ltd

Media release 21-143MR

030982820

Independent Expert Summary Report

EU interim compliance report

EU final compliance report

21 June 2021

2020

Section of Act	Name of parties	Download a copy of CEU as a PDF	Date of acceptance by ASIC
322(1) National Credit Act	Volkswagen Financial Services Australia Media release 20-239MR	030982061 EU interim compliance report CEU final compliance report	7 October 2020
322(1) National Credit Act	SIV Capital Limited GoGetta Equipment Funding Pty Ltd Media release 20-183MR	SIV-GoGetta-EU Independent Expert Report Summary CEU final compliance report	7 August 2020

Section of Act

Name of parties

Download a copy of CEU as a PDF

Date of acceptance by ASIC

322(1) National Credit Act

Volkswagen Financial Services Australia

Media release 20-239MR

030982061

EU interim compliance report

CEU final compliance report

7 October 2020

322(1) National Credit Act

SIV Capital Limited

GoGetta Equipment Funding Pty Ltd

Media release 20-183MR

SIV-GoGetta-EU

Independent Expert Report Summary

CEU final compliance report

7 August 2020

2019

Section of Act	Name of parties	Download a copy of CEU as a PDF	Date of acceptance by ASIC
93AA ASIC Act (via delegation to the ACCC)	Vodafone Hutchison Australia Pty Ltd	Vodafone-EU	15 July 2019 (via delegation to the ACCC)
93AA ASIC Act	Jenan Oslem Thorne Media release 19-034MR	030445411 CEU final compliance report	13 February 2019

Section of Act

Name of parties

Download a copy of CEU as a PDF

Date of acceptance by ASIC

93AA ASIC Act (via delegation to the ACCC)

Vodafone Hutchison Australia Pty Ltd

Vodafone-EU

15 July 2019 (via delegation to the ACCC)

93AA ASIC Act

Jenan Oslem Thorne

Media release 19-034MR

030445411

CEU final compliance report

13 February 2019

2018

Section of Act	Name of parties	Download a copy of CEU as a PDF	Date of acceptance by ASIC
322(1) National Credit Act	Local Appliance Rentals Pty Ltd Media release 18-337MR	030140656 Compliance report Community benefit payment report CEU final compliance report	29 October 2018
93AA ASIC Act	Eli Ekman Media release 18-319MR	030445123 CEU interim compliance report Community benefit payment report CEU final compliance report	22 October 2018
322(1) National Credit Act	Future Holiday Finance Pty Ltd Media release 18-253MR	030219306 CEU interim compliance report CEU final compliance report	30 August 2018
93AA ASIC Act	James Phillip Allen Media release 18-256MR	030133953	28 August 2018
93AA ASIC Act	Peter Dinoris Media release 18-249MR	030133940 CEU compliance report	16 August 2018
93AA ASIC Act	Commonwealth Bank of Australia Media release 18-210MR	030133832 CEU interim compliance report	9 July 2018
93AA ASIC Act	Australia and New Zealand Banking Group Media release 18-206MR	030219284 Community benefit payment report CEU interim compliance report Community benefit payment update report Community benefit payment update report February 2020 Community benefit payment update report August 2020 CEU final compliance report Community benefit payment update report February 2021 Community benefit payment update report August 2021 Community benefit payment update 2021 financial report Community benefit payment update report March 2022 Community benefit payment update report August 2022	5 July 2018
93AA ASIC Act	Commonwealth Bank of Australia Media release 18-206MR	030219285 Community benefit payment report CEU interim compliance report Community benefit payment update report CEU second interim compliance report Community benefit payment update report February 2020 Community benefit payment update report August 2020 CEU final compliance report Community benefit payment update report February 2021 Community benefit payment update report August 2021 Community benefit payment update 2021 financial report Community benefit payment update report March 2022 Community benefit payment update report August 2022	3 July 2018
93AA ASIC Act	Goldman Sachs Australia Pty Ltd Media release 18-198MR	030133804 CEU interim compliance report CEU final compliance report	2 July 2018
93AA ASIC Act	Dover Financial Advisers Pty Ltd Media release 18-195MR	030219277	28 June 2018
93AA ASIC Act	Vantage Global Prime Pty Limited Media release 18-183MR	030133784 CEU interim compliance report CEU final compliance report Community benefit payment report	22 June 2018
93AA ASIC Act, and 87B Competition and Consumer Act	Malouf Group Enterprises Pty Ltd and Jordan Francis Malouf Media release 18-114MR	030133642 CEU interim compliance report Variation of EU - 16 June 2020	24 April 2018
93AA ASIC Act	Commonwealth Financial Planning Limited and BW Financial Advice Limited Media release 18-102MR Media release 19-018MR Media release 19-134MR	030219204 Executive Summary of Interim compliance report - July 2018 Executive summary of Final Report - 31 January 2019 Variation of EU - 20 December 2018 CEU interim compliance report Independent Expert Report Summary CEU final compliance report Community benefit payment update report May 2022	9 April 2018
93AA ASIC Act	ANZ Banking Group Ltd Media release 18-092MR 19-137MR ANZ complies with ASIC court enforceable undertaking	030219182 CEU interim compliance report Summary - expert report CEU final compliance report Community benefit payment update report May 2022	29 March 2018
93AA ASIC ACT	Justin Kurt Epstein Media release 18-048MR	030133506 Community benefit payment report CEU interim compliance report Community benefit payment report April 2022 Community benefit projects Report to ASIC 2020 (published April 2022) EU Final Compliance Report (published May 2022)	13 February 2018
93AA ASIC Act	Frank John Tearle Media release 18-048MR	030133494 Community benefit payment report CEU interim compliance report Community benefit payment report April 2022 Community benefit projects Report to ASIC 2020 (published April 2022) EU Final Compliance Report (published May 2022)	13 February 2018
93AA ASIC Act	David Lawrence Orth Media release 18-043MR	030219140 Community benefit payment report CEU interim compliance report Community benefit payment final report CEU final compliance report	14 February 2018
93AA ASIC Act	Daniel Panrucker Media release 18-021MR	S02130863	18 January 2018
93AA ASIC Act	Thorn Australia Pty Ltd Media release 18-017MR	030133417 Summary report - Interim and Final Compliance Reports - 7 May 2019 Summary report - Interim Remediation Report - 7 May 2019 Interim compliance report - 21 May 2019 CEU final compliance report - 28 Feburary 2020 Summary report - further compliance report and final remediation report - 28 February 2020	23 January 2018
93AA ASIC Act	Duane Wright First National Home Loans and Insurance Pty Ltd Media release 18-014MR	030133408 CEU final compliance report	16 January 2018

2017

Section of Act	Name of parties	Download a copy of CEU as a PDF	Date of acceptance by ASIC
93AA ASIC Act	Breakaway Finance Group Pty Ltd Media release 18-007MR	029506610 CEU interim compliance report CEU final compliance report	20 December 2017
93AA ASIC Act	Christopher John Cannon Media release 17-454MR	030133375 CEU interim compliance report by ASIC - April 2019 CEU interim compliance report by ASIC - April 2020 CEU final compliance report by ASIC - March 2021	19 December 2017
93AA ASIC Act	Danny Charles Pianta Media release 17-454MR	030133378 CEU interim compliance report by ASIC - April 2019 CEU interim compliance report by ASIC - April 2020 CEU final compliance report by ASIC - March 2021	19 December 2017
93AA ASIC Act	James Barry Fraser Media release 17-447MR	028424980	19 December 2017
93AA ASIC Act	AIW Dealer Services Pty Ltd Media release 17-139MR	028424966 CEU interim compliance report CEU final compliance report	14 December 2017
93AA ASIC Act	Foster Stockbroking Pty Limited Media release 17-404MR	028424908 Variation to CEU - 22 May 2024 CEU interim compliance report CEU final compliance report Community benefit payment report	24 November 2017
93AA ASIC Act	National Australia Bank Limited Media release 17-393MR	028424907 CEU interim compliance report	20 November 2017
93AA ASIC Act	Australian and New Zealand Banking Group Limited Media release 17-393MR	028424906 CEU interim compliance report CEU final compliance report	20 November 2017
93AA ASIC Act	Dean Scott Hartmann Media release 17-382MR	028424864	9 November 2017
93AA ASIC Act	Sentinel Private Wealth (deregistered) Media release 17-349MR	030133124	11 October 2017
322(1) National Credit Act	Good to Go Loans Pty Ltd Media release 17-343MR	030133099 Final compliance report	6 October 2017
322(1) National Credit Act	Web Moneyline Pty Ltd Media release 17-344MR	030133098 Final compliance report	6 October 2017
93AA ASIC Act	Safe Worlds Internet Television, Inc and Mary Helen Metcalfe Media release 17-308MR	030133055 Final compliance report	30 August 2017
93AA ASIC Act	Financial Index Australia Pty Ltd Media release 17-256MR	029744907 CEU interim compliance report Final compliance report	28 July 2017
93AA ASIC Act	Avalon Pacific Capital Pty Ltd Media release 17-250MR	029506527 Final compliance report	24 July 2017
93AA ASIC Act	Raymond Anthony Sutcliffe Media release 17-211MR	028424804	22 June 2017
322(1) National Credit Act	Affordable Car Loan Pty Ltd DTGN1 Pty Ltd DTGQ1 Pty Ltd DTGS1 Pty Ltd DTGV1 Pty Ltd Media release 17-150MR	029490310 CEU compliance report Community Benefit Payment Recipient Report Community Benefit Payment Recipient Report 2019	23 May 2017
93AA ASIC Act	Macquarie Bank Limited Media release 17-144MR	029337448 CEU interim compliance report Community Benefit Payment Recipient Report CEU final compliance report	19 May 2017
93AA ASIC Act	Anthony John Wilson Media release 17-080MR	028424650	22 March 2017
93AA ASIC Act	Barclays Capital Inc. Barclays Capital Asia Limited Barclays Capital Securities Limited Media release 17-077MR	029506346 Independent expert summary first report - Barclays Entities - May 2018 EU interim compliance report by ASIC - June 2018 Independent expert summary second report - Barclays Entities - April 2019 CEU final compliance report Community benefit payment report	22 March 2017
93AA ASIC Act	ANZ Media release 17-065MR	029804840 CEU interim compliance report CEU final compliance report	15 March 2017
93AA ASIC Act	Westpac Media release 17-065MR	029804839 Variation to CEU - 2 October 2020 CEU interim compliance report	15 March 2017
322(1) National Credit Act	Inhouse Finance Group (Sydney) Pty Ltd Media release 17-037MR	029744413 Variation to EU - 21 May 2019 CEU interim compliance report CEU final compliance report	17 February 2017

2016

Section of Act	Name of parties	Download a copy of CEU as a PDF	Date of acceptance by ASIC
93AA ASIC Act	National Australia Bank Limited Media release 16-455MR Media release 18-193MR	029744349 Variation of EU - 28 June 2018 CEU interim compliance report	21 December 2016
93AA ASIC Act	Commonwealth Bank of Australia Media release 16-455MR	029744347 Variation of EU - 16 October 2020 CEU interim compliance report CEU final compliance report	21 December 2016
93AA ASIC Act	Hochtief Aktiengesellschaft Media release 16-430MR	029804349	8 December 2016
322(1) National Credit Act	BMW Australia Finance Limited Media release 16-417MR	029804328 Interim compliance report Final compliance report EY remediation report	2 December 2016
93AA ASIC Act	Cash Converters Personal Finance Pty Ltd Cash Converters International Limited Media release 16-380MR	029744238 Deed of release Interim compliance report Final compliance report Community Benefit Payment Recipient Report	4 November 2016
93AA ASIC Act	Clifford John Sanderson Media release 16-361MR	029738906 Final compliance report	20 October 2016
93AA ASIC Act	My Adviser Pty Ltd Media release 16-267MR	029738207 Final compliance report	23 August 2016
93AA ASIC Act	Neo Financial Solutions Pty Ltd Media release 16-305MR	029738114 Independent Expert Final Summary Report CEU Final Compliance Report by ASIC	17 August 2016
93AA ASIC Act	Rhinomed Ltd Media release 16-190MR	029622129 Variation of EU - 029744346 - 16 December 2016 Final compliance report	9 June 2016
93AA ASIC Act	Peter George Burton Media release 16-161MR	029533964	24 May 2016
93AA ASIC Act	Brian Hugh Allen Media release 16-161MR	029533965	24 May 2016
93AA ASIC Act	Brian Dobinson Media release 16-153MR	029533845	13 May 2016
93AA ASIC Act	HSBC Bank Australia Limited Media release 16-145MR	029533837 Compliance report - HSBC EY final report summary ASIC final compliance report	13 May 2016
93AA ASIC Act	Ascentiv Group Pty Ltd and Chris Pappas Media release 16-149MR	029533803 Compliance report - Ascentiv Final compliance report - Ascentiv	11 May 2016
93AA ASIC Act	Michael Melamed Media release 16-147MR	029533808	11 May 2016
93AA ASIC Act	CMH Financial Group Pty Ltd Media release 16-097MR	029533444 Interim compliance report - CMH Financial Group Final compliance report - CMH Group	23 March 2016
93AA ASIC Act	Nimble Australia Pty Ltd Media release 16-089MR	029533337 Compliance report - Nimble Australia Pty Ltd Certification report - Nimble Australia Pty Ltd	18 March 2016
93AA ASIC Act	Barakah Properties Pty Ltd Media release 16-079MR	029533330 Compliance report - Barakah	16 March 2016
93AA ASIC Act	Ace Insurance Limited Media release 16-047MR	CEU final compliance report Community benefit payment report 029533136 Interim compliance report - ACE Insurance Limited	24 February 2016
93AA ASIC Act	Ben Jayaweera Media release 16-046MR	029535509	16 February 2016
93AA ASIC Act	Sino Investment Services Pty Ltd Richard Li Media release 16-042MR	029533131	18 February 2016
93AA ASIC Act	Jason Churchill Churchill Consulting Services Pty Ltd Media release 16-008MR	029305900 S02422027 Compliance report- Churchill Final compliance report - Churchill	6 January 2016
93AA ASIC Act	Philip Brian Vernon King Regal Funds Management Pty Ltd Media release 15-406MR	029305829	22 December 2015

2015

Section of Act	Name of parties	Download a copy of CEU as a PDF	Date of acceptance by ASIC
93AA ASIC Act	Philip Brian Vernon King Regal Funds Management Pty Ltd Media release 15-406MR	029305829 CEU interim compliance report - September 2018 Final report - January 2019	22 December 2015
93AA ASIC Act	Angus William Napier Aitken Bell Potter Securities Limited Media release 15-406MR	029305824 CEU interim compliance report - September 2018 Final report - January 2019	22 December 2015
93AA ASIC Act	Adam Edward Patrick Farnsworth Media release 15-396MR	029305780 Compliance report - Farnsworth - 1 December 2017	17 December 2015
93AA ASIC Act	Anthony Christopher Matthews Media release 15-369MR	029336874	30 November 2015
93AA ASIC Act	J.P. Morgan Securities plc J.P. Morgan Securities (Asia Pacific) Ltd J.P. Morgan Securities LLC	029804622 Independent expert summary first report - J.P. Morgan - July 2016 Independent expert summary second report - J.P. Morgan - February 2018 Final compliance report - J.P. Morgan - May 2018	16 November 2015
93AA ASIC Act	Simply Energy Solutions Pty Ltd	028424477 Compliance report -Simply Energy - September 2017	22 October 2015
93AA ASIC Act	LCL Capital Pty Ltd	029336659 Variation of earlier EU 028494108	25 September 2015
93AA ASIC Act	Leo Ignatius Menkens	029305516 Annexure A Final compliance report - January 2017	17 September 2015
93AA ASIC Act	Reid Matthew Menkens	029305509 Annexure A Final compliance report - January 2017	17 September 2015
93AA ASIC Act	Amazing Rentals Pty Ltd	029269078	26 May 2015
93AA ASIC Act	WealthSure Financial Services Pty Ltd Media release 15-090MR	029142383 Compliance report - Wealthsure Financial Services July 2016 Compliance report - Wealthsure Financial Services December 2016 Compliance report Wealthsure Financial Services October 2017 Final compliance report May 2019	29 April 2015
93AA ASIC Act	WealthSure Pty Ltd Media release 15-090MR	029142378 Compliance report - Wealthsure	22 April 2015
93AA ASIC Act	Ross Stephen Thomson Media release 15-079MR	029142281	7 April 2015
93AA ASIC Act	Neil Raymond Turner Media release 15-068MR	029142217	20 March 2015
93AA ASIC Act	Colin Roland Tuckwell Media release 15-030MR	029142060	18 February 2015

2014

Section of Act	Name of parties	Download a copy of EU as a PDF	Date of acceptance by ASIC
93AA ASIC Act	Commonwealth Securities Ltd and Australian Investment Exchange Ltd Media release 14-344MR	29169365 Variation of earlier EU Independent Expert Summary Report Final compliance report	19 December 2014
93AA ASIC Act	First Prudential Markets Pty Ltd Media release 14-345MR	029169364	19 December 2014
93AA ASIC Act	NuSep Holdings Limited Media release 14-341MR	029169362 Enforceable Undertaking Summary of Expert Reports	18 December 2014
93AA ASIC Act	Joanne Keng Yee Loh Media release 14-340MR	028989979	10 December 2014
93AA ASIC Act	Interactive Brokers LLC Media release 14-336MR	028965993	15 December 2014
93AA ASIC act	Seamus O'Brien Media release 14-331MR	028989969	8 December 2014
322 National Credit Act	Mark John Kelly	028989949	4 December 2014
93A ASIC Act	Dimitri Amargianitakis Media release 14-318MR	028989760	12 November 2014
93A ASIC Act	Aurora Funds Management Ltd Media release 14-300MR	028989763	13 November 2014
93AA ASIC Act	Equanimity Concepts Pty Ltd Media release 14-297MR	028757935	30 October 2014
322 National Credit Act	Paid International Limited Media release 14-065MR	P00429406	15 October 2014
93AA ASIC Act	Albin Rudolph Buchner	027846702	8 October 2014
93AA ASIC Act	PGW Financial Services Pty Ltd Media release 14-183MR	028492103a 028492103b	18 July 2014
93AA ASIC Act	The Royal Bank of Scotland plc The Royal Bank of Scotland N.V. Media release 14-169MR	028492040 028492039	21 July 2014
93AA ASIC Act	Warren John Sinnott Media release 14-127MR	028290022	11 June 2014
93AA ASIC Act	LCL Capital Pty Ltd Media release 14-101MR	028494108	30 April 2014
93AA ASIC Act	Simon Roger Coad Ticcidew Insolvency Media release 14-089MR	028549940 Final compliance report	28 April 2014
322 National Credit Act	Franchelen Pty Ltd Media release 14-057MR	028399630 Variation to EU - 2 June 2022 Final compliance report	18 March 2014
93AA ASIC Act	Forex Financial Services Pty Limited Media release 14-036MR	028399505	19 February 2014
322 National Credit Act	Cash Stop Financial Services Pty Limited Media release 14-035MR	028399449	10 February 2014
93AA ASIC Act	Manish Babulal Jani Media release 14-033MR	028549165 Variation to EU - 6 November 2020	18 February 2014
93AA ASIC Act	Allan Ni Kwan Kwok Martin George Thompson Media release 14-028MR	028399456 028399457	11 February 2014 11 February 2014
93AA ASIC Act	Home Essentials Australia Pty Ltd Triple Bay Group Pty Ltd I Love My Water Pty Ltd Triple Bay Pty Ltd Daniel Simon Tarabay Tabet Joseph Tarabay Ronald Carabay Media release 14-021MR	028399424	3 February 2014
93AA ASIC Act	BNP Paribas Media release 14-014MR	028399392	28 January 2014

2013

Section of Act	Name of parties	Download a copy of EU as a PDF	Date of acceptance by ASIC
322 National Credit Act	Tru Blu Collection Services Pty Ltd Media release 14-005MR	028399326	23 December 2013
93AA ASIC Act	UBS AG Media release 13-366MR	028553828 Annexure A - CFTC orders	23 December 2013
93AA ASIC Act	National Australia Bank Limited Media release 13-365MR	028553827	23 December 2013
322 National Credit Act	SEL Absolute Return Fund SA Pty Ltd Media Release 13-353MR	028553758	18 December 2013
93AA ASIC Act	Commonwealth Securities Ltd Australian Investment Exchange Limited	028553716	17 December 2013
93AA ASIC Act	Gabriel Nakhl Media release 13-313MR	028553279	11 November 2013
322 National Credit Act	Rent the Roo Pty Ltd Media release 13-301MR	028285828	31 October 2013
93AA ASIC Act	Anthony Ian Hyndman Media release 13-278MR	028548806	3 October 2013
322(1) National Credit Act	Brett Morgan Media release 13-270MR	028548584	26 September 2013
93AA ASIC Act	James Thomas Banfield Media release 13-264MR	028179642 Variation of earlier EU 029142233	20 September 2013
93AA ASIC Act	Spring Financial Group Pty Ltd Media release 13-263MR	028548521	18 September 2013
93AA ASIC Act	Darren Andrew Pawski WealthSure Pty Ltd WealthSure Financial Services Pty Ltd Media release 13-240MR	028548219 Withdrawal of 028548220 See Media release 15-090MR	29 August 2013
93AA ASIC Act	Credit Union Australia Limited Media release 13-218MR	028548126	16 August 2013
93AA ASIC Act	Fair Loans Foundation Pty Ltd	028179279	16 July 2013
93AA, ASIC Act	Jeremy Michael Reid Media release 13-157MR	028179214	27 June 2013
93AA, ASIC Act	Brian Patrick Kingston Media release 13-156MR	028179213	27 June 2013
93AA, ASIC Act	WSE Investment Fund No 2 Pty Ltd	027953505 Variation of earlier EU	6 May 2013
93AA, ASIC Act	Solar Rental Company Media release 13-090MR	028183972	24 April 2013
93AA, ASIC Act	City Index Australia Pty Ltd Media release 13-076MR	027713109	8 April 2013
93AA, ASIC Act	Halifax Investment Services Ltd Media release 13-071MR	027713081	3 April 2013
93AA, ASIC Act	Ian Struthers Media release 13-034MR	027955481	8 January 2013
93AA, ASIC Act	Mr Rental Media release 13-022MR	027728572	8 January 2013
93AA, ASIC Act	Macquarie Equities Limited Media release 13-010MR	027955255	29 January 2013
93AA, ASIC Act	Paul Meier Media release 13-006MR	027955179	21 January 2013
93AA, ASIC Act	Brian Wood Media release 13-025MR	028183480	8 January 2013
93AA, ASIC Act	Jimmy Truong Media release 13-025MR	028183476	8 January 2013
93AA, ASIC Act	Con Koutsoukos Media release 13-025MR	028183486	8 January 2013

2012

Section of Act	Name of parties	Download a copy of EU as a PDF	Date of acceptance by ASIC
93AA, ASIC Act	Simon Durant Media release 09-174AD - editor's note	027958955	13 December 2012
93AA, ASIC Act	Stephen John Cougle Media release 12-288MR	027958710	19 November 2012
93AA, ASIC Act	Terence Edward Webb	027728353	15 November 2012
93AA, ASIC Act	Arthur John Forrest Media release 12-277MR	027728331	14 November 2012
93AA, ASIC Act	James Anthony Mousa Media release 12-270MR	028183213	9 November 2012
322(1), National Credit Act	Graham Claude Rendell t/a Key Credit Media release 12-267MR	027958549	30 October 2012
93AA, ASIC Act	Geoffrey Stewart Turner Media release 12-248MR	027850832	8 October 2012
93AA, ASIC Act	Simon Andrew Peter Green Media release 12-186MR	027850533	6 August 2012
93AA, ASIC Act	Joe Chan Media release 12-111MR	027954608	1 June 2012
93AA, ASIC Act	Graham Bruce Abbott Media release 12-75MR	027954318	5 April 2012
93AA, ASIC Act	Christopher Baker Advisory 12-63AD	027954053	3 April 2012
93AA, ASIC Act	Barry David Hassell Advisory 12-60AD	025136844	30 March 2012
93AA, ASIC Act	Leighton Holdings Media release 12-53MR	027714755	16 March 2012
93AA, ASIC Act	Commonwealth Bank of Australia Media release 12-40MR	027714552	6 March 2012
93AA, ASIC Act	Timothy Steven Frazer Media release 12-22MR	027714293	6 February 2012
93AA, ASIC Act	Tony Maher (formerly known as Paul Anthony Gresham) Media release 12-15MR	025136576	1 February 2012
93AA, ASIC Act	Peter Ngan Media release 12-04MR	025136532	17 January 2012
93AA, ASIC Act	Simon Langton Advisory 12-02AD	025136514	9 January 2012

2011

Section of Act, State	Name of parties	Download a copy of EU as a PDF	Date of acceptance by ASIC
93AA, ASIC Act	Trevor Alan Benson Advisory 11-315AD	025136481	21 December 2011
93AA, ASIC Act	Carey Maree Frazer Advisory 11-315AD	025136480	21 December 2011
93AA, ASIC Act	David Robert McCulloch Advisory 11-315AD	025136479	21 December 2011
93AA, ASIC Act	UBS Wealth Management Australia Pty ltd	025136484 Variation of earlier EU	20 December 2011
93AA, ASIC Act	Stuart Hamilton Cameron Media release 11-239MR	027709581	31 October 2011
93AA, ASIC Act	Peter Lockyer Advisory 11-230AD	027709417	19 October 2011
93AA, ASIC Act	Commonwealth Financial Planning Limited Media Release 11-229MR	026213940	25 October 2011
93AA, ASIC Act	Opus Capital Limited Media Release 11-220MR	027441011	10 October 2011
93AA, ASIC Act	David O'Bryen Media Release 11-182MR	027444362	24 August 2011
93AA, ASIC Act	Keith Rex Finkelde Media Release 11-182MR	027444363	24 August 2011
93AA, ASIC Act	Joseph Paterniti	026213663	12 August 2011
93AA, ASIC Act	David Ronald Andrews	027066781	10 August 2011
93AA, ASIC Act	Lifestyle Investor Services Lifestyle Trader Pty Ltd Robert Lloyd Wilson Advisory 11-161AD	026213622	9 August 2011
93AA, ASIC Act	FEX Equity Markets Pty Ltd Financial & Energy Exchange Ltd Taranaki Investments Pty Ltd WSE Investment Fund No.2 Pty Ltd Advisory 11-151AD	023747777 023747776 023747775 023747774 - see also variation	27 July 2011
93AA, ASIC Act	Rex John Phillpott Natasha Beck Media release 11-133MR	027444202 027066448	4 July 2011
93AA, ASIC Act	Kilara Financial Solutions Pty Ltd Advisory 11-122AD	027445592	23 June 2011
93AA, ASIC Act	Universal Property Group Pty Ltd Bhart Bhushan Media release 11-81MR	027440056 027440059	13 April 2011
93AA, ASIC Act	Andrew Mark Perkin Advisory 11-56AD	027443767	17 March 2011
93AA, ASIC Act	UBS Wealth Management Australia Ltd Media release 11-52MR	027443680 See also variation	17 March 2011
93AA, ASIC Act	Graham Werry DTC No 1 Ltd Weriton Finance Pty Ltd Advisory 11-45AD	027443583 027443584 027443585	7 March 2011

2010

Section of Act, State	Name of parties	Download a copy of EU as a PDF	Date of acceptance by ASIC
93AA, ASIC Act	Professional Investment Services Advisory 10-275AD	026125807	20 December 2010
93AA, ASIC Act	Shawn Darrell Richard Advisory 10-261AD	026113026	3 December 2010
93AA, ASIC Act	Christopher Neville Whittingham	026113024	29 November 2010
93AA, ASIC Act Vic	Nufarm Ltd Advisory 10-255AD	026113023	1 December 2010
93AA, ASIC Act	Susanne Rae Percival Advisory 10-235AD	017029989	3 November 2010
93AA, ASIC Act	Danielle Marie Russell Advisory 10-228AD	017029988	1 November 2010
93AA, ASIC Act	John William Ashton Advisory 10-131AD	017029873	22 June 2010

2009

Section of Act, State	Name of parties	Download a copy of EU as a PDF	Date of acceptance by ASIC
93AA, ASIC Act	Scott Melvillle Whiddett Advisory 10-02AD	017029375	23 December 2009
93AA, ASIC Act	Christopher Chandran Advisory 10-02AD	017029376	23 December 2009
93AA, ASIC Act	Bradley David Dohrmann Advisory 09-227AD	017029291	12 November 2009
93AA, ASIC Act	Paul Martin Kennedy Advisory 09-227AD	017029292	12 November 2009
93AA, ASIC Act	Brett Charles Fullarton Advisory 09-146AD	017029233	17 August 2009
93AA, ASIC Act	Robert Charles Kelly Advisory 09-146AD	017029235	17 August 2009
93AA, ASIC Act	Jonathan Grant Robinson Advisory 09-146AD	017029234	17 August 2009
93AA, ASIC Act	Hugh Sutcliffe Martin Advisory 09-80AD	024674516	8 May 2009
93AA, ASIC Act	ANZ Media release 09-37	017029232	6 March 2009
93AA, ASIC Act	Daniel Baron Droga Droga Capital Pty Ltd Advisory 09-22AD	017029231 017029230	17 February 2009

2008

Section of Act, State	Name of parties	Download a copy of EU as a PDF	Date of acceptance by ASIC
93AA, ASIC Act	Michael Melville Kirwan	024130410	22 December 2008
93AA, ASIC Act	Joseph Burke Foster	017029229	24 November 2008
93AA, ASIC Act	Fortrend Securities Australia Pty Ltd	017029228	24 November 2008
93AA, ASIC Act	Energetique	017029226	11 November 2008
93AA, ASIC Act	Phillip Raymond Coop	017029227	11 November 2008
93AA, ASIC Act	Anthony Michael Travers Advisory AD08-04	017029223	29 August 2008
93AA, ASIC Act	John Robert Buttle Media release 08-176	017029222	28 July 2008
93AA, ASIC Act	TZ Limited Media release 08-149	017029221	3 July 2008
93AA, ASIC Act	Avco Access Pty Limited GE Automotive Financial Services GE Capital Finance Australia GE Personal Finance Pty Ltd GE Finance Australasia Pty Ltd Media release 08-106	017029220	22 May 2008
93AA, ASIC Act	Brien Ernest Cornwell Empower Invest Pty Ltd and Newcastle Palais Holdings Pty Ltd Kenneth Watson Media release 08-98 [media release no longer available]	017029217 017029218 017029219	9 May 2008
93AA, ASIC Act	Gregory Michael Gordon O'Shaughnessy Media release 08-17	017029214	31 January 2008

2007

Section of Act, State	Name of parties	Download a copy of EU as a PDF	Date of acceptance by ASIC
93AA, ASIC Act	David Wolstencroft Media release 07-277	017029213	24 October 2007
93AA, ASIC Act	Brighton RV Syndication Pty Ltd William Lionel Lenski Brighton RV Holdings Pty Ltd Australian Commercial Property Syndications Pty Ltd Media release 07-255	014835351 014835352 014835353 014835354	25 September 2007
93AA, ASIC Act	PCI Equity Pty Ltd Media release 07-198	017029212	22 June 2007
	Daniel Jean Civil Media release 07-137	017029209	15 May 2007
93AA, ASIC Act	Mark Sheridan Media release 07-135	017029208	15 May 2007
93AA, ASIC Act	Jonathon Pye Media release 07-126	017029206	15 May 2007
93AA, ASIC Act	First Capital Financial Planning Media release 07-128	017029207	11 May 2007

2006

Section of Act, State	Name of parties	Download a copy of EU as a PDF	Date of acceptance by ASIC
93AA, ASIC Act	Multiplex Limited Media release 06-443	017029205	20 December 2006
93AA, ASIC Act	Patersons Securities Limited Media release 06-421	017029204	5 December 2006
93AA, ASIC Act	Russell Colin Brown	017029203	20 November 2006
93AA, ASIC Act NSW	Peter William Woolcock	017029202	8 August 2006
93AA, ASIC Act NSW	Fendwave Pty Ltd Media release 06-267	017029201	1 August 2006
93AA, ASIC Act Vic	AMP Financial Planning Proprietary Ltd Media release 06-251	017029200	27 July 2006
93AA, ASIC Act Vic	Christopher John Daws	017029199	25 May 2006
93AA, ASIC Act Vic	Island Arch Pty Ltd Michael David Barnett Media release 06-165	017029198	11 May 2006
93AA, ASIC Act Vic	Cash Now Pty Ltd (Cash Now) Mr John Falting Media release 06-127	017029196	20 April 2006
93AA, ASIC Act Vic	Transcomm Credit Co-operative Limited Media release 06-093	017029194	28 March 2006
93AA, ASIC Act Vic	GE Personal Finance Pty Ltd Hallmark Life Insurance Company Ltd Hallmark General Insurance Company Ltd Media release 06-080	EU Withdrawal notice	20 March 2006
93AA, ASIC Act Vic	Shareholder Advocacy Ltd Media release 06-076	017029192	15 March 2006
93AA, ASIC Act Vic	American International Assurance Company (Australia) Ltd Media release 06-013	017029191	24 January 2006
93AA, ASIC Act Vic	AIA Financial Services Ltd Media release 06-013	017029190	24 January 2006

2005

Section of Act, State	Name of parties	Download a copy of EU as a PDF file	Date of acceptance by ASIC
93AA, ASIC Act NSW	Richard James South Media release 05-373	017029187	25 November 2005
93AA, ASIC Act Vic	ExploreItAll Technology Pty Ltd The Lifestyle Planner Pty Ltd Media release 05-353	017029186	25 October 2005
93AA, ASIC Act	Dennis Howell Terracini Media release 05-330	017029185	20 October 2005
93AA, ASIC Act	Gary Bruce Holbrook Media release 05-320	017029181	13 October 2005
93AA, ASIC Act	Robert John Kay Media release 05-330	017029183	10 October 2005
93AA, ASIC Act	Coles Myer Ltd Media release 05-305	017029178	7 October 2005
93AA, ASIC Act	Andrew Dennis Terracini Media release 05-330	017029182	28 September 2005
93AA, ASIC Act	Howard Young Media release 05-330	017029184	23 September 2005
93AA, ASIC Act	ING Australia Ltd; ING Life Ltd; ING Funds Management Ltd; Optimix Investment Management Ltd; ING Custodians Pty Ltd; ANZ Managed Investments Ltd; ANZ Life Assurance Company Ltd Media release 05-286	017029177	20 September 2005
93AA, ASIC Act Vic	George Paul Andreola; Michael John Phillips All the partners of PKF Victoria: Michael John Phillips; Noel Francis May; Simon John Marsh; Dennis Anthony Turner; Richard Albert Dean; John Pasias; Scott Michael McKay; John Paolacci Media release 05-283	017029166: George Paul Andreola (187 KB) 017029167: Michael John Phillips (206 KB) All the partners of PKF Victoria: 017029169: Michael John Phillips (134 KB) 017029170: Noel Francis May (134 KB) 017029171: Simon John Marsh (134 KB) 017029172: Dennis Anthony Turner (134 KB) 017029173: Richard Albert Dean (134 KB) 017029174: John Pasias (134 KB) 017029175: Scott Michael McKay (134 KB) 017029176: John Paolacci (134 KB)	16 September 2005
93AA, ASIC Act	Cash King Pty Ltd Daniel Swart Media release 05-310	017029179 017029180	5 September 2005
93AA, ASIC Act Vic	Host-Plus Pty Ltd Media release 05-263	017029164	1 September 2005
93AA, ASIC Act NSW	Fincorp Investments Ltd Media release 05-272	017029165	30 August 2005
93AA, ASIC Act Qld	Romanza Group Pty Ltd Media release 05-194	017029161	29 June 2005
93AA, ASIC Act Qld	Jennifer Martine Sisson Media release 05-180	017029160	17 June 2005
93AA, ASIC Act Vic	Industry Fund Services Pty Ltd Media release 05-148	017029159	3 June 2005
93AA, ASIC Act	AXA Australia Staff Superannuation Fund Pty Ltd Media release 05-144	017029158	24 May 2005
93AA, ASIC Act NSW	Zurich Financial Services Australia Ltd; Zurich Australian Insurance Ltd Media release 05-138	014835095	25 May 2005
93AA, ASIC Act SA	Carmine Claudio Mercorella Media release 05-131	017029157	16 May 2005
93AA, ASIC Act Qld	Kenneth James Thompson Media release 05-121	017029156	9 May 2005
93AA, ASIC Act NSW	Export Growth Finance Pty Ltd; Warwick Raymond Young; Sheldon Warwick Young; John Michael Whitfield; Thakor Lal Morar Media release 05-97	017029149 017029150 017029151 017029152 017029153	8 April 2005
93AA, ASIC Act NSW	Ausure Insurance & Finance Pty Ltd; Robert William Tresider	017029155 017029154	30 March 2005
93AA, ASIC Act	MBF Life Ltd ClearView Life Nominees Pty Ltd Media release 05-73	017029145	24 March 2005
93AA, ASIC Act Vic	The Colonial Mutual Life Assurance Society Limited, Colonial Mutual Superannuation Pty Limited and Commonwealth Custodial Services Limited Media release 05-58	017029144	15 March 2005
93AA, ASIC Act Vic	Tower Superannuation Pty Limited Media release 05-54	017029143	10 March 2005
93AA, ASIC Act Vic	Mortgage Point Pty Ltd Media release 05-36	014835083	24 February 2005
93AA, ASIC Act Vic	Ross Investments (Aust) Pty Ltd Media release 05-14	017029142	20 January 2005

2004

Section of Act, State	Name of parties	Download a copy of EU as a PDF file	Date of acceptance by ASIC
93AA, ASIC Act NSW	Colonial First State Investments Limited Media release 04-419	014835074	21 December 2004
93AA, ASIC Act NSW	MMC Asset Management Ltd Media release 04-393	017029141	2 December 2004
93AA, ASIC Act	Kevin Alan Trezona Media release 04-371	017029139	11 November 2004
93AA, ASIC Act Vic	UniSuper Limited Media release 04-361	017029138	4 November 2004
93AA, ASIC Act Vic	National Australia Bank Ltd Media release 04-343	017029136	20 October 2004
93AA, ASIC Act WA	Capital Intelligence Ltd Media release 04-331	017029135	11 October 2004
93AA, ASIC Act NSW	John Huyshe Greaves Media release 04-283	017029134 Variation - 017029969	30 August 2004
93AA, ASIC Act Qld	National Custodian Ltd now known as Mellon Nominees Ltd Media release 04-288	017029133	27 August 2004
93AA, ASIC Act Vic	Australian Scholarship Group Friendly Society Ltd Media release 04-276	017029132	27 August 2004
93AA, ASIC Act Vic	Structured Financial Solutions Pty Ltd Media release 04-256	017029130	10 August 2004
93AA, ASIC Act WA	Richard John Swannell Media release 04-221	017029128	7 July 2004
93AA, ASIC Act SA	John Irving; Desmond Robert Munro; Alan Geoffrey Scott Media release 04-168	014927707 017029126 017029127	28 May 2004
93AA, ASIC Act NSW	Mortgage Choice Limited Media release 04-161	017029124	25 May 2004
93AA, ASIC Act Vic	Recoilless Technologies International Corp Ltd; Vader Pty Ltd; Richard Giza; Joseph Vella; Juan Michael Johnson Media release 04-143	017029122	27 April 2004
93AA, ASIC Act NSW	Christopher Dale Frederick Media release 04-105	017029118	24 April 2004
93AA, ASIC Act	AMP Life Limited and AMP Superannuation Limited Media release 04-120	017029119	23 April 2004
93AA, ASIC Act	General Reinsurance Australia Ltd Media release 04-128	017029125	22 April 2004
93AA, ASIC Act Vic	Andrew William Donald	017029120	22 April 2004
93AA, ASIC Act NSW	Mr John Duggan trading as Forex Pacific Media release 04-132	017029123	14 April 2004
93AA, ASIC Act	Barry John Egan LifeTrack Management Limited Media Release 04-021	017029117	23 January 2004

2003

Section of Act, State	Name of parties	Download a copy of EU as a PDF file	Date of acceptance by ASIC
93AA, ASIC Act NSW	Ross James Honeyman Media release 03-408	017029115	10 December 2003
93AA, ASIC Act NSW	Express Loans and Finance Pty Ltd Media release 03-347	017029114	29 October 2003
93AA, ASIC Act NSW	Carl Peter Hanich Media release 03-408	017029129	16 October 2003
93AA, ASIC Act NSW	Automotive Financial Services Pty Ltd Media release 03-307	017029111	25 September 2003
93AA, ASIC Act Vic	WA Blue Gum Ltd; Anthony Henry May; Herbert Geer & Rundle; Mediterranean Olives Estate Ltd. Media release 03-298	017029108 017029109 017029110 017029112	11 September 2003
93AA, ASIC Act	Macquarie Investment Management Limited Media Release 03-291	017029106	8 September 2003
93AA, ASIC Act Vic	Fintrack Financial Services Pty Ltd; Fintrack Pty Ltd Media release 03-282	017029105	3 September 2003
93AA, ASIC Act NSW	National Australia Financial Management Ltd; National Australia Superannuation Pty Ltd; MLC Nominees Pty Ltd Media release 03-281	017029102 (1765KB)	3 September 2003
93AA, ASIC Act Vic	NMMT Ltd Media release 03-261	017029097	20 August 2003
93AA, ASIC Act	Alan Sydney Rich David Richard Smith LifeTrack Management Ltd Media release 03-258	017029099 017029100 017029101	18 August 2003
93AA, ASIC Act Vic	National Investment Institute Pty Ltd Henry Kaye Novasource Consulting Pty Ltd Alan Meagher Media release 03-237	017029093 017029094 017029095 017029096	30 July 2003
93AA, ASIC Act SA	Wanted World Wide (Australia) Pty Ltd Francesco Bagyio Carbone Teresa Jane Carbone Media release 03-238	017029090 017029091 017029092	24 July 2003
93AA, ASIC Act	St George Bank Ltd Media release 03-212	017029089	3 July 2003
93AA, ASIC Act	Tower Australia Ltd See Media release 03-213	017029088	19 June 2003
93AA, ASIC Act Tas	Ronald Wayne Anning See media release 03-148	017029086	7 May 2003
93AA, ASIC Act NSW	Hedley Goodridge Insurance Agencies Pty Ltd Robert Keith Ridley See media release 03-143	017029084 017029085	24 April 2003
93AA, ASIC Act	Citibank Ltd Media release 03-122	017029087	8 April 2003
93AA, ASIC Act VIC	Robert Andrew Street Media release 03-108	017029081	31 March 2003
93AA, ASIC Act NSW	RetireInvest Pty Ltd Media release 03-074	017029080	26 February 2003
93AA, ASIC Act WA	Michael Bradley Curtis Media release 03-084	018457141	18 February 2003
93AA, ASIC Act SA	Perpetual Plantations of Australia; Dee Dee Fleming (formerly Margaret Dianne Fleming); Donald Brownlie Fleming Media release 03-050	017029077 017029078 017029079	10 February 2003
93AA, ASIC Act WA	Jean-Jacques Pierre Georges Blandin De Chalain Media release 03-069	018457096	22 January 2003
93AA, ASIC Act Qld	A&A Gillon Pty Ltd; Allen Ray Gillon; Ann Gillon Media release 03-012	017029066 017029067 017029068	14 January 2003
93AA, ASIC Act Vic	Hebe Computers Pty Ltd; Raymond George Berry; John Stephen Wright; Ian Graeme Murray; Herman & Berry Media release 03-015	017029072 017029073 017029074 017029075	13 January 2003
93AA, ASIC Act WA	Robert Marusco Media release 03-022	018457094	10 January 2003

2002

Section of Act, State	Name of parties	Download a copy of EU as a PDF file	Date of acceptance by ASIC
93AA, ASIC Act Vic	Justin Nicholas Cardillo	017029065	5 December 2002
93AA, ASIC Act SA	Greater Western Financial Services Co Pty Ltd Media release 02/396	017029082	30 October 2002
93AA, ASIC Act Vic	Robert Leslie Campbell Bell's Financial Services Pty Ltd Media release 02/392	017029063 and 017029064	28 October 2002
93AA, ASIC Act Vic	Uecomm Limited Media release 02/379	017029061	17 October 2002
93AA, ASIC Act Vic	Mortgage and General Financial Services Pty Ltd Media release 02/381	017029060	17 October 2002
93AA, ASIC Act	Mint Financial Group Pty Ltd Media release 02/378	017029059	16 October 2002
93AA, ASIC Act NSW	Berge Der Sarkissian Media release 02/377	SBA114420	10 October 2002
93AA, ASIC Act	Yarraview Pty Ltd Shalini Pty Ltd Hoaden Pty Ltd Adasam Nominees Pty Ltd Carlo Jacky Taranto Media release 02/314	017029052	30 August 2002
93AA, ASIC Act	Tourism Advisory Group World Services Ltd Brian L Wates Gertrude Mary Wates Media release 02/312	017029051 017029055 017029054	27 August 2002
93AA, ASIC Act Vic	Arif Fareed Media release	017029050	16 August 2002
93AA, ASIC Act	Tolhurst Noall Ltd	017029049	9 August 2002
93A and 93AA, ASIC Act Qld	Landmark Property Syndicates Ltd; Stephen Peter Diez; McLaughlin Financial Services Ltd Media release 02/288	017029048	8 August 2002
93AA, ASIC Act NSW	Timothy Myles Austin Media release 02/287	017029047	8 August 2002
93AA, ASIC Act Qld	Robert Walsh; Neil Richard Ashton; Peter Frederick McNally; McNally Australia Pty Ltd Media release 02/259	017029046	17 July 2002
93AA, ASIC Act Vic	Landy DFK Securities Ltd Media release 02/239	017029045	1 July 2002
93AA, ASIC Act Qld	Marc Anthony Bissett Media release 02/233	017029044	26 June 2002
93AA, ASIC Act Vic	Close the Loop Ltd Stephen Michael Morriss Craig Warren Devlin Harold Victor Holden Paul Frederick Woller Media release 02/213	017029040	13 June 2002
93AA, ASIC Act NSW	Midwest Radio Ltd Media release 02/215 Variation Variation	017029043 017029162 017029163	12 June 2002 21 October 2002 5 August 2005
93AA, ASIC Act NSW	Elderslie Finance Corporation Ltd	017029039	7 June 2002
93AA, ASIC Act Vic	Damian Thomas Gill Media release 02/182	017029038	22 May 2002
93AA, ASIC Act NSW	QBE Insurance (Australia) Ltd Transport Industries Insurance Company Ltd Media release 02/176	017029037	20 May 2002
93AA, ASIC Act Vic	Barton Capital Securities Pty Ltd 0170029035 (See note below) Media release 02/162 Note: The enforceable undertaking between Barton Capital Securities Pty Ltd ("BCS") and ASIC dated 9 May 2002 has been withdrawn following BCS' request that ASIC revoke its dealers licence. An order was made revoking BCS' licence on 17 December 2002 and the Enforceable Undertaking was withdrawn on 19 December 2002.		9 May 2002 (Withdrawn 19 December 2002)
93AA, ASIC Act Vic	Adam David Reeves; Reeves Taxation and Business Services Pty Ltd Media Release 02/152	0170029034	6 May 2002
93AA, ASIC Act NSW	Matthew Johannes Lamens Media release 02/130	017029032	15 April 2002
93AA, ASIC Act SA	Daryl John McGuire Media release 02/116	017029030	5 April 2002
93AA, ASIC Act SA	Andrew John Lloyd Media release 02/93	017029029	14 March 2002
93AA, ASIC Act SA	Neil Harvey John Fairhead Media release 02/91	017029028 017029031	11 March 2002 12 March 2002
93AA, ASIC Act SA	Oliver Nelson Towns Osborne Media release 02/72	017029022	28 February 2002
93AA, ASIC Act	Ashok Kumar Pal Media release 02/61	017029041	22 February 2002
93AA, ASIC Act Vic	Norman Peter Glenn Capital Gateway Pty Ltd Media release 02/63	017029021	22 February 2002
93AA, ASIC Act Vic	Freehold International Pty Ltd Optioneer Systems Pty Ltd Media release 02/51	017029027	14 February 2002
93 AA, ASIC Act Vic	Tiffstock.Com Pty Ltd Rocky Kan Ming Cheung Wood Yan Kwok Media release 02/17	017029033	18 January 2002
93AA, ASIC Act	NRMA Insurance Limited RACV Sales and Marketing Pty Ltd Insurance Manufacturers of Australia Pty Limited Media release 02/08	017029024	8 January 2002

2001

Section of Act, State	Name of parties	Download a copy of EU as a PDF file	Date of acceptance by ASIC
93AA, ASIC Act Qld	Ashley James Brandon	017029019	18 December 2001
93AA, ASIC Act SA	Tidswell Administration Ltd Media release 01/460	017029012	17 December 2001
93AA, ASIC Act SA	Angela Iris Hill Robert Karl Grossman Media release 01/445	017029017 017029018	13 December 2001
93AA, ASIC Act NSW	National Mutual Funds Ltd (AXA) Media release 01/444	017029014	13 December 2001
93AA, ASIC Act WA	Kimberely John Clifton Media release 01/449	017029013	11 December 2001
93AA, ASIC Act WA	KJ Securities Ltd National Money Managers Pty Ltd	017029015 017029016	3 December 2001
93AA, ASIC Act Vic	Levi Mochkin Media release 01/429	017029011	3 December 2001
93AA, ASIC Act SA	Brink Technology Pty Ltd Garry Ashley Fairhead Angela Iris Hill Media Release 01/369	017029010	11 October 2001
93AA, ASIC Act SA	Ocean Salvage Corporation (Holdings) Limited, John Joseph McNamara Media release 01/334	017029009	18 September 2001
93AA, ASIC Act Vic	Insurance Brokers Limited ACN 005754718 Media release 01/318	017029008	5 September 2001
93AA, ASIC Act SA	Robert Karl Grossman Media release 01/289	017029007	15 August 2001
93AA, ASIC Act Qld	Agrifuture Technology of Australia Pty Ltd Media release 01/275	017029006	31 July 2001
93AA, ASIC Act NSW	eStar Online Trading Media release 01/249	017029001	15 July 2001
93AA, ASIC Act Qld	Managed Investment Projects Ltd; Frank Reginald Spindler; Carol Anne Spindler Media release 01/245	017029002 017029003 017029004	9 July 2001
93AA, ASIC Act Tas	Garrisons Pty Ltd Media release 01/227	017029005	27 June 2001
93AA, ASIC Act NSW	Tim Francis Conolly Media release 01/228	008547520	25 June 2001
93AA, ASIC Act ACT	SMEC Holdings Ltd Media release 01/194	008547519	4 June 2001
93AA, ASIC Act Tas	Robert Anthony Wallis Media release 01/190	008547518	31 May 2001
93AA, ASIC Act ACT	Mathew John Huggan; Asia Pacific Resources Ltd Media Release 01/149	008547516	10 May 2001
93AA, ASIC Act Tas	Robert Hugh Iddon Media release 01/137 and 01/190	008547513	27 April 2001
93A, ASIC Act NSW	Tyndall Investment Management (Australia) Limited Media release 01/134	008547512	26 April 2001
93AA, ASIC Act Qld	Neil Pethers Media release 01/118	008547511	4 April 2001
NSW, ASIC Act 93AA	Charles Timothy Pratten Rural & General Insurance Ltd	008547514	30 March 2001
93AA, ASIC Act WA	Plexus International Limited Media release 01/121	008 547 509	30 March 2001
93AA, ASIC Act NSW	Anthony Casey Wilson Media release 01/107	008 547 508	21 March 2001
93AA, ASIC Act NSW	TWU Nominees Pty Ltd as trustee for the TWU Superannuation Fund Media release 01/089	008 547 507	14 March 2001
93AA, ASIC Act WA	D&D Tolhurst Ltd Media release 01/083	008 547 506	9 March 2001
93A, ASIC Act Qld	Ingwersen & Lansdown Securities Ltd Media release 01/076	008 547 504	5 March 2001
93AA, ASIC Act WA	Pahth Telecommunications Ltd Media release 01-027	008 547 505	2 February 2001
93AA, ASIC Act Qld	Dymatech Pty Ltd & Geoffrey Newton Day Media release 01-035	008 547 502	7 February 2001
93AA, ASIC Act Tas	Barry Kenneth Hamilton	008 547 501	29 January 2001

2000

Media releases issued in 2000 or earlier are no longer available on this website.

Section of Act, State	Name of parties	Download a copy of EU as a PDF file	Date of acceptance by ASIC
Qld 93AA, ASIC Act	Burrell Stockbroking Pty Ltd Media Release 01/005	008 547 499	22 December 2000
Vic 93AA, ASIC Act	Variation of No 67- CIBC	008 547 500	22 December 2000
Qld 93AA, ASIC Act	IC Mutual (Australasia) Ltd Media Release 00/554	008 547 498	18 December 2000
NSW 93AA, ASIC Act	Asset Temporary Personnel P/L Asset Personnel (Vic) P/L Busina P/L Goldstern P/L Kenran P/L Ritva Kaarina Tillet Tristan Mark Cummins Kaius Patrick Cummins Patrice Emmanuel Tillet	008 547 489 008 547 490 008 547 491 008 547 492 008 547 493 008 547 494 008 547 495 008 547 496 008 547 497	20 December 2000
WA 93AA, ASIC Act	HP JVD Ltd Media Release 00/542	008 547 488	15 December 2000
NSW 93AA, ASIC Act	AusGem International Ltd Media Release 00/537	008 547 487	11 December 2000
NSW 93AA, ASIC Act	Tower Life Australia Ltd Media Release 00/535	008 547 486	14 December 2000
NSW 93AA, ASIC Act	GIO General Limited Media Release 00/533	008 547 485	13 December 2000
NSW 93AA, ASIC Act	Combined Insurance Company of America	008 547 484	13 November 2000
SA 93AA, ASIC Act	Mark Alan Taylor Media Release 00/487	008 547 483	15 November 2000
NSW 93AA, ASIC Act	KAZ Computer Services Ltd	008 547 481	9 November 2000
NSW 93AA, ASIC Act	Shepherd Woolskins Australia Pty Ltd	008 547 482	27 October 2000
Qld 93AA, ASIC Act	Peel River Vineyards Ltd Media Release 00/430	008 547 479	18 October 2000
NSW 93AA, ASIC Act	Rene Rivkin; Tarfaya Nominee P/L; Rivkin Discount Stockbroking P/L Media Release 00/416	008 547 468 008 547 477 008 547 478	4 October 2000
Qld 93AA, ASIC Act	Ord Minnett Jardine Fleming Futures Ltd Media Release 00/411	008 547 467	29 September 2000
Vic 93AA, ASIC Act	Alan Robert Scott Media Release 00/412	008 547 466	29 September 2000
SA 93AA, ASIC Act	Food & Beverage Australia Staff Superannuation Fund Pty Ltd; Christopher Ian Day; Simon Mervyn Croxton; Peter David Kerin; George John Havakis Media Release 00/408	008 547 465 008 547 472 008 547 473 008 547 474 008 547 475	22 September 2000
Tas 93AA, ASIC Act	Gregory John Ellingworth	008 547 464	19 September 2000
Qld 93AA, ASIC Act	Allstate Insurance Pty Ltd; William Benjamin Kelaart; Dorothy Jean Kelaart; Peter John Mason Media Release 00/376	008 547 463	31 August 2000
NSW 93AA, ASIC Act	FAI General Insurance Co Ltd	008 547 462	18 August 2000
NSW 93AA, ASIC Act	Temps.Com Pty Ltd	008 547 461	07 August 2000
SA 93AA, ASIC Act	IT Investing Ltd Media Release 00/356	008 547 460	18 August 2000
SA 93AA, ASIC Act	Ian William Snook Media Release 00/347	008 547 459	11 August 2000
Vic 93AA, ASIC Act	Grosvenor Securities Pty Ltd Media Release 00/337	008 547 458	09 August 2000
Vic 93AA, ASIC Act	[ Name Withheld ] agreement made not to release individual's name Media Release 00/305	008 547 457	14 July 2000
NSW 93AA, ASIC Act	Daniel Gerard Mulcahy Media Release 00/318	008 547 456	27 July 2000
WA 93AA, ASIC Act	DJ Carmichael Pty Ltd Media Release 00/302	008 547 454	13 July 2000
NSW 93AA, ASIC Act	Castech Pty Ltd Media Release 00/301	008 547 453	12 July 2000
Vic 93AA, ASIC Act	National Mutual Health Insurance Pty Ltd - Variation	008 547 455	04 July 2000
NSW 93AA, ASIC Act	MDSnews.Com Ltd Media Release 00/284	008 547 452	30 June 2000
Vic 93AA, ASIC Act	David Hemming Media Release 00/283	008 547 451	30 June 2000
Vic 93AA, ASIC Act	Neil John White. Glenn Rainer Meuwissen Media Release 00/270	008 547 449	22 June 2000
Vic 93AA(2), ASIC Act	CIBC World Markets Aust Ltd - Variation	008 547 448	03 May 2000
Vic 93AA, ASIC Act	National Mutual Health Insurance Pty Ltd	008 547 447	16 June 2000
SA 93AA, ASIC Act	Colin Buck Enviro Systems Renewable Resources Pty Ltd Media Release 00/263	A00 048 623	20 June 2000
NSW 93AA, ASIC Act	Stuart Gloucester Membery Media Release 00/262	008 547 445	20 June 2000
WA 93AA, ASIC Act	Herbert Ross Fisher MFA Finance Pty Ltd	008 547 444	18 June 2000
NSW 93AA, ASIC Act	Qi Zhu Media Release 00/266	008 547 443	14 June 2000
SA 93AA, ASIC Act	Debbie Ann Clarke Media Release 00/238	008 547 442	25 May 2000
Vic 93AA, ASIC Act	Anthony Liney Taggart	008 547 441	23 May 2000
SA 93AA, ASIC Act	Leon Mitchell Winston Hill (Aust) Pty Ltd Enviro Systems Renewable Resources Pty Ltd Media Release 00/214	A00 068 544	20 April 2000
SA 93AA, ASIC Act	Derek Hill Enviro Systems Renewable Resources Pty Ltd Media Release 00/214	A00 068 543	20 April 2000
SA 93AA, ASIC Act	Cameron Mansell Enviro Systems Renewable Resources Pty Ltd Media Release 00/214	A00 068 542	20 April 2000
NSW 93AA, ASIC Act	Connelly Temple Ltd (CT) Media Release 00/210	008 547 440	10 May 2000
NSW 93AA, ASIC Act	American Home Assurance Company, Family Insurance Advisory Services Pty Ltd Media Release 00/180	008 547 439	20 April 2000
Vic 93AA(2), ASIC Act	Online Investors Advantage Incorporated - Variation	008 547 437	1 May 2000
ACT 93AA, ASIC Act	Capital Trading Group Ltd (CTG) Peter Ivanovski Media Release 00/166	008 547 438	13 April 2000
SA 93AA, ASIC Act	Shane Lionel Linthorne See Media Release 00/176	A00 067 857	7 March 2000
SA 93AA, ASIC Act	Brian Singlewood Media Release 00/176	A00 067 646	22 February 2000
Qld 93AA, ASIC Act	N/A/T/O International (Australasia) Pty Ltd Media Release 00/172	008 547 431	18 April 2000
NSW 93AA, ASIC Act	Hudson Investment Group Ltd Hudson Corporate Ltd Hudson Securities Corp Ltd Hudson Resources Ltd Hudson Timber & Hardware Ltd Hudson Securities Pty Ltd Hudson Pacific Group Ltd David Henty Sutton Peter Cecil Holland Bruce William McLeod Peter John Meers Media Release 00/170	008 547 430 008 547 433 008 547 434 008 547 435 008 547 436	17 April 2000
WA 93AA, ASIC Act	Kaye Christine Blackburne Media Release 00/160	008 547 432	7 April 2000
Vic 93AA, ASIC Act	CIBC World Markets Australia Ltd Media Release 00/143	008 547 427	27 March 2000
WA 93AA, ASIC Act	Salan Pty Ltd; Hetty Esther Verolme Media Release 00/121	008 547 426	16 March 2000
NSW 93AA, ASIC Act	Greater Indochina Investments Ltd Media Release 00/118	008 547 425	13 March 2000
NSW 93AA, ASIC Act	Nicholas Robert McRae Media Release 00/111	008 547 418	3 March 2000
NSW 93AA, ASIC Act	Ernest Alfred Brown Media Release 00/094	008 547 417	1 March 2000
Qld 93AA, ASIC Act	Ludgates Corporate & Investment Advisory Services P/L	008 547 416	29 February 2000
Vic 93AA, ASIC Act	Mayfield Insurance Brokers P/L John David Hornidge Media Release 00/091	008 547 415 008 547 424	21 February 2000
NSW 93AA, ASIC Act	Peter Lyle Glover	008 547 414	21 February 2000
SA 93AA, ASIC Act	Wheaton Group Pty Ltd Cory David Wheaton Williams Dean Rudiger Guse Media Release 00/082	008 547 413 008 547 422 008 547 423	24 February 2000
SA 93AA, ASIC Act	David Ashley Wood See Media Release 00/076	008 547 412	21 February 2000
SA 93AA, ASIC Act	Forest Enterprises Media Release 00/065	008 547 411	15 February 2000
NSW 93AA, ASIC Act	Leigh, Anthony Gardner Media Release 00/071	008 547 410	14 February 2000
NSW 93AA, ASIC Act	Tresidder, Robert William Trensidder Sharon Denise Halnic Nominees Pty Ltd Halliday & Nicholas Insurance Brokers	008 547 421 008 547 420 008 547 409 008 547 419	7 February 2000
NSW 93AA, ASIC Act	Australian Investors Forum Pty Ltd. Media Release 00/045	008 547 408	31 January 2000
Vic 93AA, ASIC Act	Online Investors Advantage Incorporated Media Release 00/049	008 547 407	20 January 2000

1999

Media releases issued in 2000 or earlier are no longer available on this website.

Section of Act, State	Name of parties	Download a copy of EU as a PDF file	Date of acceptance by ASIC
Qld 93AA, ASIC Act	Suncorp Asset Management Ltd Media Release 00/007	008 547 406	24 December 1999
Qld 93AA, ASIC Act	Suncorp Financial Planning P/L Media Release 00/007	008 547 405	24 December 1999
NT 93AA, ASIC Act	Sanwant Singh Deo Media Release 99/487	008 547 402	21 December 1999
NSW 93AA, ASIC Act	Westpac Media Release 99/473	008 547 401	16 December 1999
Vic 93AA, ASIC Act	John Sydney Brown Tuska Resources NL Media Release 99/471	008 547 404	15 December 1999
Vic 93AA, ASIC Act	Peter Njegos Bozovic; (Tuska Resources NL) Media Release 99/471	008 547 403	15 December 1999
SA 93AA, ASIC Act	Hugo Nicholas; John Schouten Media Release 99/456	008 547 400	8 December 1999
NSW 93AA, ASIC Act	Paul Stewart Mason Media Release 99/441	008 547 386	26 November 1999
NSW 93AA, ASIC Act	Stephen DM Perks Media Release 99/464	008 547 399	31 December 1999
WA 93AA, ASIC Act	Blackburne and Dixon Pty Ltd Kaye Christine Blackburne Media Release 99/425	008 547 397 008 547 398	15 November 1999
NSW 93AA, ASIC Act	Deszo Istvan Sipos See Media Release 99/412	008 547 396	9 November 1999
WA 93AA, ASIC Act	One to One Insurance Solutions Corp Ltd; One to One Insurance Solutions International P/L; One to One Insurance Solutions (NSW & ACT) P/L; One to One Insurance Solutions (SA) P/L; OTO-AIMS P/L Media Release 99/401	008 547 395	2 November 1999
Qld 93AA, ASIC Act	U-Vistract Finance Corporation Ltd; Noah Musingku Media Release 99/396	008 547 394	29 October 1999
WA 93AA, ASIC Act	John Barron Media Release 99/377	008 547 393	30 September 1999
Qld 93AA, ASIC Act	Steven Henare Taiapa Media Release 99/392	008 547 392	28 October 1999
WA 93AA, ASIC Act	Seong Hoon Pak Media Release 99/391	008 547 391	28 October 1999
NSW 93AA, ASIC Act	Keycorp Ltd Gilbert Maxwell Rintoul Richard Lawrence Hargrave Media Release 99/376	008 547 388 008 547 389 008 547 390	15 October 1999
NSW 93AA, ASIC Act	Lowndes Lambert Australia Pty Ltd Media Release 99/325	008 547 387	15 September 1999
NSW 93AA, ASIC Act	Suncorp Metway Insurance Limited Media Release 99/304	008 547 385	30 August 1999
NSW 93AA, ASIC Act	Yates Securities Limited Media Release 99/289	008 547 363	19 August 1999
NSW 93AA, ASIC Act	William McLaren Media Release 99/288	008 547 359	17 August 1999
WA 93AA, ASIC Act	Anthony Raymond Cunningham	008 547 364	11 August 1999
VIC 93AA, ASIC Act	Paritech Pty Ltd Media Release 99/268	008 547 384	4 August 1999
WA 93AA, ASIC Act	Afforestation Pty Ltd Charles Edward Peaty Margaret Vera Peaty Media Release 99/279	008 547 360 008 547 361 008 547 362	28 July 1999
SA 93AA, ASIC Act	Martin Leigh Davies-Roundhill Media Release 99/249	008 547 429	22 July 1999
Vic 93AA, ASIC Act	Trojan Insurance Brokers Pty Media Release 99/237	008 547 358	14 July 1999
NSW 93AA, ASIC Act	Michael Anthony Casey Media Release 99/231	008 547 357	9 July 1999
NSW 93AA, ASIC Act	Haydn James Froggatt Media Release 99/199	008 547 355	18 June 1999
NSW 93AA, ASIC Act	Count Financial Group Pty Ltd Media Release 99/176	008 547 347	1 June 1999
NSW 93AA, ASIC Act	The De Luxe Cab Company Limited Media Release 99/167	008 547 342	14 May 1999
WA 93AA, ASIC Act	Rowena Nominees Pty Limited Graeme Clifford Grubb and Margaret Elizabeth Grubb Media Release 99/129	008 547 349 008 547 350	4 May 1999
NSW 93AA, ASIC Act	Consolidated Gaming Corporation Limited Media Release 99/110	008 547 348	16 April 1999
WA 93AA, ASIC Act	Resolute Limited; Killyhevlin Pty Ltd; Paulsens Gold Pty Ltd and Kemia Pty Ltd Media Release 99/096	008 547 316	7 April 1999
NSW 93AA, ASIC Act	Allan Edward Gooderham Media Release 99/104	008 547 318	24 March 1999
NSW 93AA, ASIC Act	Seven Network Limited and Seven Network (Operations) Limited Media Release 99/055	008 547 317	8 March 1999
NSW 93AA, ASIC Act	Inderhir Singh Media Release 99/044	008 547 313	22 February 1999
NSW 93AA, ASIC Act	Nomura International Plc Media Release 99/036	008 547 314	16 February 1999
ACT 93AA(2), ASIC Act	Treetop Projects Limited and Australian Rural Group Limited	008 547 312	24 February 1999

1998

Media releases issued in 2000 or earlier are no longer available on this website.

Section of Act, State	Name of parties	Download a copy of EU as a PDF file	Date of acceptance by ASIC
Qld 93AA, ASIC Act	Citie Centre 4 Pty Ltd; Citie Centre Limited; Berela Limited; Mirani Limited Media Release 98/389	008 547 301	17 December 1998
NSW 93AA, ASIC Act	Craig John Hubbard Media Release 98/369	008 547 298	20 November 1998
ACT 93AA(2), ASIC Act	Australian Rural Group Limited	008 547 296	20 November 1998
Vic 93AA, ASIC Act	Peter John Blake Media Release 98/340	008 547 295	11 November 1998
Vic 93AA, ASIC Act	Australian Project Farming; Casmore Rural Finance Pty Ltd; Kathaminga Holdings Pty Ltd; Constantinos Vrantsis	008 547 297	29 October 1998
NSW 93AA, ASIC Act	Robyn-Ann Carrolle Cochrane Media Release 98/320 and Media Release 99/277	008 547 294	20 October 1998
Qld 93AA, ASIC Act	Share Trend Software Pty Ltd Robert Szatmari Ian Albert Thour	008 547 309 008 547 310 008 547 311	13 October 1998
Qld 93AA, ASIC Act	Halvorsen West & Associates Pty Ltd Future Investments Australasia Pty Limited; Julian Price	008 547 299 008 547 300	24 September 1998
ACT 93AA, ASIC Act	Treetop Projects Limited Australian Rural Group Limited Media Release 98/295	008 547 292 008 547 293	22 September 1998
ACT 93AA, ASIC Act	Australian Rural Group Limited Media Release 98/295	008 547 290	21 September 1998
Vic 93AA, ASIC Act	Crown Casino Limited Media Release 98/343	008 547 289	11 September 1998
NSW 93AA, ASIC Act	Mr W J Molloy Media Release 98/237	008 547 288	11 August 1998
Tas 93AA, ASIC Act	Mrs I C Hilder Media Release 98/236	008 547 287	11 August 1998
Vic 93AA, ASIC Act	Chapman MDJ Petersen RD Greenscape International Pty Limited Media Release 98/234	008 547 284 008 547 286 008 547 285	11 August 1998