Fundraising/disclosure

This is a part of Information Sheet 30 Fees for commonly lodged documents

Important notice: On 27 July 2020, the ASIC Regulatory Portal became the primary method to apply for relief and lodge fundraising and corporate finance documents with ASIC. More information is available on our applications for relief and fundraising and corporate finance documents webpages.

Note: The form number appearing in italics refers to an internal ASIC reference number and not a prescribed form. Item numbers refer to Sch 1 of the Corporations (Fees) Regulations 2001.

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From 1 July 2024

Notes

Schedule 1 Item number

Lodge a prospectus

764B or 764C

$3,206

Fees for service - not indexed annually

Item 22(a)

Lodge an offer information statement

764E

$1,924

Fees for service - not indexed annually

Item 22(c)

Lodge a profile statement

764F

$1,924

Fees for service - not indexed annually

Item 22(b)

Lodge a product disclosure statement

764K

$1,993

Fees for service - not indexed annually

Item 146(a)

Lodge a ‘PDS in use’ notice

FS88

No fee

Late fee applies 5 business days after PDS first given

Item 147

Lodge a supplementary or replacement prospectus

766B or 766C

$802

Fees for service - not indexed annually

Item 23(a)

Lodge a supplementary profile statement 754F

$321

Fees for service - not indexed annually Item 23(b)

Lodge a supplementary offer information statement

754E

$321

Fees for service - not indexed annually

Item 23(c)

Lodge a supplementary or replacement product disclosure statement

-

$1,993

Fees for service - not indexed annually

Item 146

Apply for exemption from all or part of Ch 2L (provisions regulating debentures)

2000 or 2002

$3,487

Fees for service - not indexed annually

Item 80

Apply for exemption from all or part of Ch 5C (provisions regulating managed investment schemes)

5119 or 5121

$3,487

Fees for service - not indexed annually

Item 80

Apply for exemption from all or part of Ch 6D

7110 or 7112

$3,487

Fees for service - not indexed annually

Item 80

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Last updated: 30/06/2024 02:00