Released 12 December 2016 This is a report for participants in the capital markets and financial services industry who are prospective applicants ...

Released 8 December 2016 This report highlights the key issues that arose out of the submissions received on Consultation Paper 266 Remaking ASIC ...

Released 5 December 2016 Report prepared by KordaMentha Forensic This report assesses the steps taken by Commonwealth Financial Planning Limited ...

Released 7 December 2016 This report outlines ASIC’s decisions on applications for the period from 1 January to 30 June 2016 (relevant period) for:  ...

Released 3 November 2016 This report highlights the key issues that arose out of the submissions received on Consultation Paper 257 Improving ...

The market integrity report consists of a short video and this webpage. Watch the video Read the transcript of the video Read the media release ...

Released 27 October 2016 This report highlights the key issues that arose out of the submissions received on Consultation Paper 247 Client review ...

Released 27 October 2016 In 2015, ASIC commenced a project to review the extent of failure to deliver ongoing advice services to financial advice ...

Released 12 October 2016 This report contains the findings of an industry-wide review of claims handling in the life insurance industry. The ...

Released 30 September 2016 This report highlights the key issues that arose out of the submissions received on Consultation Paper 267 Remaking ASIC ...