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7778 media releases found
27 February 2020 MEDIA RELEASE
20-048MR OTC derivative issuer AGM Markets engaged in unconscionable conduct

The Federal Court has found that AGM Markets Pty Ltd (AGM), OT Markets Pty Ltd (OT) and Ozifin Tech Pty Ltd (Ozifin) (the companies) engaged in ...

26 February 2020 MEDIA RELEASE
20-047MR ASIC update on enforcement and regulatory work

ASIC has today provided the latest six monthly update on its enforcement and regulatory work since September 2019. The update covers ...

25 February 2020 MEDIA RELEASE
20-046MR ASIC cancels AFS licence of Financial Options and permanently bans adviser

ASIC has permanently banned Queensland-based financial adviser Mr William John Henry Houwing (known as Jack Houwing) from providing financial ...

25 February 2020 MEDIA RELEASE
20-045MR Former investment analyst pleads guilty to insider trading in securities of Big Un Limited

Mr Michael Ming Jinn Ho, 32, of Lilyfield, New South Wales, today appeared in the Downing Centre Local Court and has pleaded guilty to insider ...

24 February 2020 MEDIA RELEASE
20-044MR ASIC consults on relief for companies planning an initial public offering

ASIC is seeking feedback on proposals to grant conditional relief for voluntary escrow arrangements and pre-prospectus communications in connection ...

24 February 2020 MEDIA RELEASE
20-043MR Charterhill director George Nowak pleads guilty during trial

On 19 February 2020, Mr George Nowak pleaded guilty in the District Court of South Australia to 17 counts of aggravated deception and 1 count of ...

20 February 2020 MEDIA RELEASE
20-042MR Townsville financial adviser charged with dishonestly using clients’ money

Following an ASIC investigation, Mr Anthony Vivian Dick, a former financial adviser based in Townsville has been charged with eleven counts of ...

20 February 2020 MEDIA RELEASE
20-041MR New South Wales entrepreneur disqualified from managing corporations

ASIC has disqualified Ms Nicola Fay Mills of Kenthurst, New South Wales from managing corporations for one and a half years. Ms Mills was a director ...

20 February 2020 MEDIA RELEASE
20-040MR ASIC consults on draft guidance on the new best interests duty for mortgage brokers

ASIC has today started a four week consultation on draft guidance about the new best interests duty for mortgage brokers. The new obligations were ...

19 February 2020 MEDIA RELEASE
20-039MR Former company director convicted of making false statements to ASIC

Mr Glenn Arthur Hawes of Denham, WA has been convicted for making false and misleading statements in documents lodged with ASIC. Mr Hawes is a ...

Last updated: 23/03/2016 03:08