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8293 media releases found
4 August 2021 MEDIA RELEASE
21-202MR ASIC takes Holista CollTech Limited and its CEO to Court over COVID-19 product claims

ASIC has commenced civil penalty proceedings in the Federal Court against Holista CollTech Limited (ASX:HCT) (Holista) and its Executive Chairman and ...

3 August 2021 MEDIA RELEASE
21-201MR ASIC quarterly update April to June 2021

ASIC has released its second quarterly update for 1 April to 30 June 2021 (REP 697) During this quarter ASIC welcomed new Chair Joseph Longo and ...

3 August 2021 MEDIA RELEASE
21-200MR ASIC prosecutes ten companies for failing to lodge financial reports

ASIC prosecuted ten companies between 1 January 2021 and 30 June 2021 for failing to comply with their obligations to lodge financial reports. ...

3 August 2021 MEDIA RELEASE
21-199MR ASIC bans Timothy Parry and Damian Price of North Coast Financial Services for six years

ASIC has banned Timothy William Parry and Damian Garnet Price of Lismore-based North Coast Financial Services Pty Ltd (NCFS) from controlling a ...

2 August 2021 MEDIA RELEASE
21-198MR ASIC bans Gold Coast financial advisers for five years

ASIC has banned Gold Coast-based advisers, Trent Allan and Fabrizio Urrutia, from providing any financial services for five years. ASIC found that Mr ...

2 August 2021 MEDIA RELEASE
21-197MR ASIC cancels financial services licence of Jyoti Rahman

ASIC has cancelled the Australian financial services (AFS) licence of Victorian-based financial services licensee Jyoti Rahman (AFSL number 488 976). ...

2 August 2021 MEDIA RELEASE
21-196MR Court finds RI Advice liable for failing to supervise financial adviser following ASIC investigation

The Federal Court found RI Advice Group Pty Ltd (RI Advice) failed to take reasonable steps to ensure that its former financial adviser, John Doyle, ...

2 August 2021 MEDIA RELEASE
21-195MR ASIC finds gaps remain despite progress to repair the TPD ‘safety net’

ASIC today released a report on how nine life insurers are addressing the consumer harms identified in ASIC’s 2019 Report 633 Holes in the safety ...

2 August 2021 MEDIA RELEASE
21-194MR ASIC sues General Commercial (Urban Commercial) and Eden Capital (Southside Lending) for failure to cooperate with AFCA

ASIC has commenced civil penalty proceedings in the Federal Court against General Commercial Group Pty Ltd (General Commercial), formerly known as ...

30 July 2021 MEDIA RELEASE
21-193MR ASIC action assists employees of abandoned companies to access almost $450,000 in employee entitlements

ASIC has assisted employees gain access to the Fair Entitlements Guarantee scheme (FEG) by exercising its wind-up powers and appointing liquidators ...

Last updated: 30/03/2021 09:37